Legal Representation
Attorney
Carrie Webb Olson
Application History
6 events| Date | Code | Type | Description | Documents |
|---|---|---|---|---|
| Dec 3, 2025 | MAFR | O | APPLICATION FILING RECEIPT MAILED | Loading... |
| Dec 3, 2025 | MAFR | O | APPLICATION FILING RECEIPT MAILED | Loading... |
| Dec 3, 2025 | NWOS | I | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | Loading... |
| Dec 3, 2025 | NWOS | I | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | Loading... |
| Dec 3, 2025 | NWAP | I | NEW APPLICATION ENTERED | Loading... |
| Dec 3, 2025 | NWAP | I | NEW APPLICATION ENTERED | Loading... |
Detailed Classifications
Class 036
Securities underwriting; Financial investment services, namely, administering the issuance, underwriting and distribution of securities; Financial clearing; Financial clearing houses; Financial clearinghouse services for the settlement of trades in securities and other financial products; Financial custody services, namely, maintaining possession and record of securities and other financial instruments for others for financial purposes; Providing financial information services to underwriting entities in the field of financial instruments; Financial information processing for underwriting, settlement, and deposit of eligible securities; Financial information services for use in connection with securities underwriting, corporate actions processing, securities processing, tax services, and issuer services of securities; Financial information processing; Financial recordkeeping for regulatory compliance purposes; Financial records management; Clearing and reconciling financial transactions via a global computer network
Classification
International Classes
036