Legal Representation
Attorney
Olivia Maria Baratta
Application History
5 events| Date | Code | Type | Description | Documents |
|---|---|---|---|---|
| Nov 4, 2025 | TAEA | I | TEAS AMENDMENT ENTERED BEFORE ATTORNEY ASSIGNED | Loading... |
| Nov 4, 2025 | PARI | I | TEAS VOLUNTARY AMENDMENT RECEIVED | Loading... |
| Oct 28, 2025 | NWOS | I | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | Loading... |
| Oct 28, 2025 | MAFR | O | APPLICATION FILING RECEIPT MAILED | Loading... |
| Oct 28, 2025 | NWAP | I | NEW APPLICATION ENTERED | Loading... |
Detailed Classifications
Class 036
Financial services, namely, investment management services, investment advisory services and financial asset management services; financial services, namely, hedge fund operation and management; credit intermediation services, namely, the provision of debt financing; lending being securities lending and margin financing on derivatives; execution services, namely, futures, fixed income and repurchase trade execution services; financial clearinghouse services; financial brokerage services; securities brokerage services; prime brokerage services being clearing or intermediary services in various asset classes, namely, foreign exchange, futures, equity swaps, repurchase, treasuries and fixed income derivative products; financing services; securities repurchase brokerage services; securities lending services, namely, portfolio margining, margin lending and post-trade settlement and brokerage services for different asset classes being digital assets, fixed income, foreign exchange, precious metals, securities, futures, and commodities
Classification
International Classes
036