SWS CAPITAL MANAGEMENT

Serial Number 99231845
630

Registration Progress

Application Filed
Jun 12, 2025
Under Examination
Approved for Publication
Published for Opposition
Registered

Trademark Image

SWS CAPITAL MANAGEMENT

Basic Information

Serial Number
99231845
Filing Date
June 12, 2025
Drawing Code
4

Status Summary

Current Status
Active
Status Code
630
Status Date
Jun 12, 2025
Application
Pending
Classes
036

Rights Holder

SWS Capital Management, LLC

16
Address
100 Wall Street, 18th Floor
New York, NY 10005

Ownership History

SWS Capital Management, LLC

Original Applicant
16
New York, NY

Legal Representation

Attorney
TIFFANY DAWN WALKER SHIMADA

Application History

2 events
Date Code Type Description Documents
Jun 12, 2025 MAFR O APPLICATION FILING RECEIPT MAILED Loading...
Jun 12, 2025 NWAP I NEW APPLICATION ENTERED Loading...

Detailed Classifications

Class 036
Financial services, namely, investment management services, investment advisory services and financial asset management services; Fiduciary management services; Investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial asset management; Financial risk management; Financial risk management consultation; Financial portfolio management; Management of securities portfolios and separately managed accounts
First Use Anywhere: Oct 1, 2020
First Use in Commerce: Oct 1, 2020

Classification

International Classes
036

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
Specific Disclaimer
No claim is made to the exclusive right to use CAPITAL MANAGEMENT, apart from the mark as shown.