Legal Representation
Attorney
James B. Lake
Application History
2 events| Date | Code | Type | Description |
|---|---|---|---|
| Jun 6, 2025 | MAFR | O | APPLICATION FILING RECEIPT MAILED |
| Jun 6, 2025 | NWAP | I | NEW APPLICATION ENTERED |
Detailed Classifications
Class 035
business support services to financial advisors; business support services in the fields of finance and investment; business management and payroll administration and management services; human resource management services, namely, serving as a human resources department for others; financial records management, namely, maintaining records of financial account balances and transactions; fund accounting services; business marketing services for others; operational business assistance to enterprises; business management of office facilities
Class 036
financial services, namely, providing investment options in the nature of life insurance, mortgages, annuities and private equity funds; financial asset management; banking services; financial custody services, namely, maintaining possession of financial assets for others for financial management purposes; business supervision services.
Class 042
technical support services, namely, installation, administration, and troubleshooting of web and database applications.
Class 045
regulatory compliance consulting in the field of finance and investments.
Classification
International Classes
035
036
042
045