Legal Representation
Attorney
Claudia W. Stangle
Application History
5 eventsDate | Code | Type | Description |
---|---|---|---|
May 19, 2025 | CHAN | I | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
May 19, 2025 | COAR | I | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
May 19, 2025 | TCCA | I | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
May 15, 2025 | MAFR | O | APPLICATION FILING RECEIPT MAILED |
May 15, 2025 | NWAP | I | NEW APPLICATION ENTERED |
Detailed Classifications
Class 036
Financial services, namely, investment advisory, investment management, financial asset management, financial portfolio management, investment brokerage, securities brokerage, investment consultation, wealth management, and financial planning services; financial and investment services, namely, investment advisory and investment management and brokerage of securities, exchange-traded funds, model portfolios, separately managed accounts, and funds investment; financial services, namely, financial risk management, financial research, financial investment data analysis, financial consultation, and financial information services; financial investment services, namely, creation, operation, management, brokerage and administration of the issuance and distribution of investment funds, exchange-traded funds, investment fund transfer and transaction services; management and investment of funds and assets of others; financial transaction services, namely, clearing financial transactions; financial services, namely, exchange-traded fund advisory and investment management services, exchange-traded fund distribution services, exchange-traded fund underwriting and administration services; maintaining assets and securities for others in the nature of financial management, and confirming and tracking financial transactions for others; financial services, namely, providing information relating to investment advisory services, investment management services and financial management via an interactive website and website links; real estate investment services.
Additional Information
Design Mark
The mark consists of the word NEUBERGER in stylized font.
Classification
International Classes
036