Legal Representation
Attorney
Sheldon H. Klein
Application History
2 events| Date | Code | Type | Description | Documents |
|---|---|---|---|---|
| Apr 9, 2025 | MAFR | O | APPLICATION FILING RECEIPT MAILED | Loading... |
| Apr 9, 2025 | NWAP | I | NEW APPLICATION ENTERED | Loading... |
Detailed Classifications
Class 036
Statutorily mandated protection of customers against losses of their cash and securities held for them in securities accounts at federally-registered securities brokerage firms which are financially unable to meet their obligations to customers
First Use Anywhere:
19710100
First Use in Commerce:
19710100
Classification
International Classes
036