Legal Representation
Attorney
David Strauss
USPTO Deadlines
Next Renewal Deadline
87 days remaining
Non-Final Action Mailed
Due Date
October 03, 2025
Extension Available
Until January 03, 2026
Additional deadlines exist. Contact your attorney for complete deadline information.
Application History
11 events| Date | Code | Type | Description |
|---|---|---|---|
| Jul 3, 2025 | CPEA | R | EXAMINERS AMENDMENT AND/OR PRIORITY ACTION - COMPLETED |
| Jul 3, 2025 | GEAP | F | EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED |
| Jul 3, 2025 | EPEN | O | COMBINED EXAMINER'S AMENDMENT/PRIORITY ACTION AUTOMATIC ENTRY |
| Jul 3, 2025 | GEAN | O | NOTIFICATION OF EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED |
| Jul 3, 2025 | GNRN | O | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Jul 3, 2025 | GNRT | F | NON-FINAL ACTION E-MAILED |
| Jul 3, 2025 | CNRT | R | NON-FINAL ACTION WRITTEN |
| Jun 24, 2025 | DOCK | D | ASSIGNED TO EXAMINER |
| Jun 17, 2025 | NWOS | I | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Jun 17, 2025 | MDSC | E | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Jan 15, 2025 | NWAP | I | NEW APPLICATION ENTERED |
Detailed Classifications
Class 009
recorded computer software for enabling electronic transmission, over internal computer networks and the internet, of position holdings, pre-clearances and reconciliations with rules, notifications and reports, in order to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing licensing and registration, incident and policy management, training and competency, individual accountability, and personal trading by employees and affiliated individuals
First Use Anywhere:
Feb 1, 2016
First Use in Commerce:
Feb 1, 2016
Class 042
Providing use of on-line non-downloadable computer software for enabling electronic transmission, over internal computer networks and the internet, of position holdings, pre-clearances and reconciliations with rules, notifications and reports, in order to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing licensing and registration, incident and policy management, training and competency, individual accountability, and personal trading by employees and affiliated individuals; providing online non-downloadable computer software for enabling electronic transmission, over internal computer networks and the internet, of position holdings, pre-clearances and reconciliations with rules, notifications and reports, in order to enable financial institutions, investment advisors, mutual funds and others to monitor and enforce compliance with securities laws and internal and external rules and regulations governing licensing and registration, incident and policy management, training and competency, individual accountability, and personal trading by employees and affiliated individuals
First Use Anywhere:
Feb 1, 2016
First Use in Commerce:
Feb 1, 2016
Additional Information
Design Mark
The mark consists of on the upper left is a circle containing an 8-pointed star, to the right of the circle is the word "STAR", in all capital letters, and directly underneath "STAR" is the word "COMPLIANCE", in all capital letters.
Color Claim
Color is not claimed as a feature of the mark.
Classification
International Classes
009
042
Disclaimers
The following terms have been disclaimed and are not claimed as part of the trademark:
Specific Disclaimer
"COMPLIANCE"