Legal Representation
Attorney
Louis J. Franco
Application History
7 events| Date | Code | Type | Description | Documents |
|---|---|---|---|---|
| Nov 20, 2025 | RCSC | S | REPORT COMPLETED SUSPENSION CHECK CASE STILL SUSPENDED | Loading... |
| May 19, 2025 | GNS3 | O | NOTIFICATION OF LETTER OF SUSPENSION E-MAILED | Loading... |
| May 19, 2025 | GNSL | F | LETTER OF SUSPENSION E-MAILED | Loading... |
| May 19, 2025 | CNSL | R | SUSPENSION LETTER WRITTEN | Loading... |
| May 8, 2025 | DOCK | D | ASSIGNED TO EXAMINER | Loading... |
| May 6, 2025 | NWOS | I | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | Loading... |
| Nov 13, 2024 | NWAP | I | NEW APPLICATION ENTERED | Loading... |
Detailed Classifications
Class 036
Financial services, namely, portfolio analysis services; financial advisory services; investment advisory services; securities advisory services, and opening, managing, servicing, and trading investment accounts for retail-level investors via a nationwide network of financial advisors.
Classification
International Classes
036