Legal Representation
Attorney
Andrew D. Price & Paula E. Hopkins
USPTO Deadlines
Next Deadline
4 days remaining
Non-Final Action E-Mailed
Due Date
July 12, 2025
Extension Available
Until October 12, 2025
Additional deadlines exist. Contact your attorney for complete deadline information.
Application History
7 events| Date | Code | Type | Description |
|---|---|---|---|
| Apr 12, 2025 | CNRT | R | NON-FINAL ACTION WRITTEN |
| Apr 12, 2025 | GNRN | O | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Apr 12, 2025 | GNRT | F | NON-FINAL ACTION E-MAILED |
| Mar 21, 2025 | DOCK | D | ASSIGNED TO EXAMINER |
| Mar 21, 2025 | NWOS | I | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Mar 21, 2025 | MDSM | E | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Oct 7, 2024 | NWAP | I | NEW APPLICATION ENTERED |
Detailed Classifications
Class 009
Providing online downloadable state securities model rules, statements of policy, model acts, and exam study guides in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; providing online downloadable reports in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; downloadable electronic data files, namely, forms for use by broker-dealers, investment advisers, and securities issuers in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 016
Printed state securities model rules, statements of policy, model acts, and exam study guides and reports in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 035
Promoting the interests of state and provincial securities regulators and investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; advocacy services to protect investors and promote capital markets for the benefit of investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; public policy consultancy services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives via a website
Class 036
Providing on-line information, news, and commentary in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 041
Educational services, namely, providing meetings, symposia, classes, workshops, seminars, webinars, and educational conferences in the fields of financial investor protection, securities regulation and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing training in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; developing examinations for state securities regulators to use in licensing broker-dealer agents and investment adviser representatives and for continuing education of investment adviser representatives; entertainment services, namely, providing podcasts in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; educational services, namely, providing educational speakers in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing a website featuring non-downloadable instructional videos in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 042
Testing, analysis, and evaluation of the knowledge, skills, and abilities in the fields of financial investor protection, securities regulation and licensing of individuals seeking licensure as broker-dealer agents or investment adviser representatives with state securities regulators; database services to state securities regulators to assist in the development, execution and recording of broker-dealer and investment adviser examinations
Class 045
Political lobbying services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Additional Information
Design Mark
The mark consists of the wording NASAA; on top of NASAA is a continent design, and the continent appears between two horizontal lines.
Color Claim
Color is not claimed as a feature of the mark.
Pseudo Mark
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
Classification
International Classes
009
016
035
036
041
042
045