Legal Representation
Attorney
Andrew D. Price & Paula E. Hopkins
USPTO Deadlines
Application History
12 events| Date | Code | Type | Description | Documents |
|---|---|---|---|---|
| Oct 14, 2025 | TEME | I | TEAS/EMAIL CORRESPONDENCE ENTERED | Loading... |
| Oct 10, 2025 | TROA | I | TEAS RESPONSE TO OFFICE ACTION RECEIVED | Loading... |
| Oct 10, 2025 | CRFA | I | CORRESPONDENCE RECEIVED IN LAW OFFICE | Loading... |
| Jul 11, 2025 | XELG | O | APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED | Loading... |
| Jul 11, 2025 | XELR | I | APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED | Loading... |
| Apr 11, 2025 | GNRT | F | NON-FINAL ACTION E-MAILED | Loading... |
| Apr 11, 2025 | CNRT | R | NON-FINAL ACTION WRITTEN | Loading... |
| Apr 11, 2025 | GNRN | O | NOTIFICATION OF NON-FINAL ACTION E-MAILED | Loading... |
| Mar 21, 2025 | DOCK | D | ASSIGNED TO EXAMINER | Loading... |
| Mar 21, 2025 | NWOS | I | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED | Loading... |
| Mar 21, 2025 | MDSM | E | NOTICE OF DESIGN SEARCH CODE E-MAILED | Loading... |
| Oct 7, 2024 | NWAP | I | NEW APPLICATION ENTERED | Loading... |
Detailed Classifications
Class 009
Providing online downloadable publications in the nature of state securities model rules and statements of policy, both being standardized guidelines and sets of model regulations, model acts being model legislation, and exam study guides in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; providing online downloadable reports in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; downloadable electronic data files, namely, featuring forms for use by broker-dealers, investment advisers, and securities issuers in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 016
Printed publications, namely, state securities model rules and statements of policy both being standardized guidelines and sets of model regulations, model acts being model legislation, and exam study guides and reports in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
Class 035
Promoting the interests of state and provincial securities regulators and investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; advocacy services, namely, promoting public awareness of investor protection rules, securities regulations and licensing requirements of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives, to protect investors and promote capital markets for the benefit of investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; public policy consultancy services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives via a website; database services to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, business records management
Class 036
Providing on-line financial information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 041
Educational services, namely, providing meetings, symposia, classes, workshops, seminars, webinars, and educational conferences in the fields of financial investor protection, securities regulation and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing training in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; developing curricula and examinations for state securities regulators to use in licensing broker-dealer agents and investment adviser representatives and for continuing education of investment adviser representatives; entertainment services, namely, providing educational podcasts in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; educational services, namely, providing educational speakers in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing a website featuring non-downloadable instructional videos in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line information and news in the field of current events relating to financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Class 042
Testing, analysis, and evaluation of the knowledge, skills, and abilities of individuals seeking licensure as broker-dealer agents or investment adviser representatives to determine conformity with established state regulatory licensing standards as it pertains to financial investor protection and securities regulation in the fields of financial investor protection, securities regulation and licensing of individuals seeking licensure as broker-dealer agents or investment adviser representatives with state securities regulators; database services to state securities regulators to assist state securities regulators in the development, execution and recording of broker-dealer agent and investment adviser representative examinations, namely, providing an on-line computer database featuring examination results of broker-dealer agents and investment adviser representatives in the field of state securities regulation
Class 045
Political lobbying services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing on-line legal information and news in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
Additional Information
Design Mark
The mark consists of the capital letters "NASAA" appearing in stylized font. To the left of the lettering is the depiction of a map of the North American continent. Located above and below the "NASAA" lettering and the North American continent design is the depiction of a horizontal line.
Color Claim
Color is not claimed as a feature of the mark.
Pseudo Mark
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION
Classification
International Classes
009
016
035
036
041
042
045
Disclaimers
The following terms have been disclaimed and are not claimed as part of the trademark:
Specific Disclaimer
the pictorial representation of the map of North America