RIVERNORTH

Serial Number 98590871
819

Registration Progress

Application Filed
Jun 7, 2024
Under Examination
Mar 18, 2025
Approved for Publication
Jan 21, 2025
Published for Opposition
Jan 21, 2025
Registered

Attorney Assistance

NOA E-Mailed - SOU Required
Due: Sep 18, 2025 33 days

Trademark Image

RIVERNORTH

Basic Information

Serial Number
98590871
Filing Date
June 7, 2024
Published for Opposition
January 21, 2025
Drawing Code
5

Status Summary

Current Status
Active
Status Code
819
Status Date
Aug 13, 2025
Application
Pending
Classes
036

Rights Holder

RiverNorth Capital Management, LLC

16
Address
Suite 1420
360 South Rosemary Avenue
West Palm Beach, FL 33401

Ownership History

RiverNorth Capital Management, LLC

Original Applicant
16
West Palm Beach, FL

RiverNorth Capital Management, LLC

Owner at Publication
16
West Palm Beach, FL

Legal Representation

Attorney
Michael J. Turgeon

USPTO Deadlines

Next Deadline
33 days remaining
NOA E-Mailed - SOU Required
Due Date
September 18, 2025
Extension Available
Until March 18, 2026

Application History

14 events
Date Code Type Description Documents
Aug 13, 2025 SUNA E NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED Loading...
Aug 13, 2025 CNPR P ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED Loading...
Jul 3, 2025 SUPC I STATEMENT OF USE PROCESSING COMPLETE Loading...
Jul 1, 2025 AITU A CASE ASSIGNED TO INTENT TO USE PARALEGAL Loading...
Mar 28, 2025 EISU I TEAS STATEMENT OF USE RECEIVED Loading...
Mar 28, 2025 IUAF S USE AMENDMENT FILED Loading...
Mar 18, 2025 NOAM E NOA E-MAILED - SOU REQUIRED FROM APPLICANT Loading...
Jan 21, 2025 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED Loading...
Jan 21, 2025 PUBO A PUBLISHED FOR OPPOSITION Loading...
Jan 15, 2025 NONP E NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED Loading...
Jan 1, 2025 CNSA P APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Dec 23, 2024 DOCK D ASSIGNED TO EXAMINER Loading...
Dec 22, 2024 NWOS I NEW APPLICATION OFFICE SUPPLIED DATA ENTERED Loading...
Jun 7, 2024 NWAP I NEW APPLICATION ENTERED Loading...

Detailed Classifications

Class 036
Investment management services; Investment advisor services; Trading research and analysis in the field of closed-end mutual funds; Mutual fund investment services; Retirement fund investment services; Money management services; Financial analysis services; Investment account management; Research and analysis in the field of investments and finance; Investment services, advice and management in the fields of financial securities, stocks, bonds, money market funds, mutual funds, commodities, futures, stock options and indices of financial resources; Closed-end mutual fund services, namely, providing trading strategy, broker dealer services, arbitrage services, quantitative and qualitative trading strategy and trading of closed-end mutual funds; Financial advisory and consultancy services, namely, management of exchange traded funds (ETFs); Providing financial assessment services to investors of exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial information services to investors of exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial services, namely, investment advice, investment management, investment consultation and investment of funds for others of Exchange Traded Funds (ETFs) for institutional investors and individuals; Exchange Traded Funds (ETFs) investment; Financial services, namely, financial asset management services, financial investment and management of units or shares of UCITS (Undertaking for Collective Investment in Transferable Securities), financial management and investment services for portfolios of transferable securities; Financial services, namely, operation and management of UCITs and investment companies structured as exchange traded funds; Creation, management and selection of financial products of UCITS (Undertakings for Collective Investments in Transferable Securities), namely, financial management and investment management; financial market research relating to investment and management of securities
First Use Anywhere: Nov 15, 2024
First Use in Commerce: Nov 15, 2024

Additional Information

Design Mark
The mark consists of the stylized term 'RIVERNORTH".
Color Claim
Color is not claimed as a feature of the mark.
Pseudo Mark
RIVER NORTH

Classification

International Classes
036