OSAIC RIA

Serial Number 98231520
730

Registration Progress

Application Filed
Oct 19, 2023
Under Examination
Sep 10, 2024
Approved for Publication
Jul 16, 2024
Published for Opposition
Jul 16, 2024
Registered

Trademark Image

OSAIC RIA

Basic Information

Serial Number
98231520
Filing Date
October 19, 2023
Published for Opposition
July 16, 2024
Drawing Code
4

Status Summary

Current Status
Active
Status Code
730
Status Date
Feb 27, 2025
Application
Pending
Classes
036 042

Rights Holder

Osaic Holdings, Inc.

03
Address
18700 N. Hayden Road, Ste 255
Scottsdale, AZ 85255

Ownership History

Osaic Holdings, Inc.

Original Applicant
03
PHOENIX, AZ

Osaic Holdings, Inc.

Original Applicant
03
PHOENIX, AZ

Osaic Holdings, Inc.

Owner at Publication
03
Scottsdale, AZ

Osaic Holdings, Inc.

Owner at Publication
03
Scottsdale, AZ

Legal Representation

Attorney
Glenn A. Gundersen

Application History

42 events
Date Code Type Description Documents
May 7, 2025 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
May 7, 2025 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
May 7, 2025 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
May 7, 2025 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
May 7, 2025 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
May 7, 2025 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
Feb 28, 2025 EXRA E NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED Loading...
Feb 28, 2025 EXRA E NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED Loading...
Feb 27, 2025 EXT1 S SOU EXTENSION 1 FILED Loading...
Feb 27, 2025 EX1G S SOU EXTENSION 1 GRANTED Loading...
Feb 27, 2025 EEXT I SOU TEAS EXTENSION RECEIVED Loading...
Feb 27, 2025 EXT1 S SOU EXTENSION 1 FILED Loading...
Feb 27, 2025 EX1G S SOU EXTENSION 1 GRANTED Loading...
Feb 27, 2025 EEXT I SOU TEAS EXTENSION RECEIVED Loading...
Sep 10, 2024 NOAM E NOA E-MAILED - SOU REQUIRED FROM APPLICANT Loading...
Sep 10, 2024 NOAM E NOA E-MAILED - SOU REQUIRED FROM APPLICANT Loading...
Jul 16, 2024 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED Loading...
Jul 16, 2024 PUBO A PUBLISHED FOR OPPOSITION Loading...
Jul 16, 2024 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED Loading...
Jul 16, 2024 PUBO A PUBLISHED FOR OPPOSITION Loading...
Jul 16, 2024 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED Loading...
Jul 16, 2024 PUBO A PUBLISHED FOR OPPOSITION Loading...
Jul 16, 2024 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED Loading...
Jul 16, 2024 PUBO A PUBLISHED FOR OPPOSITION Loading...
Jun 26, 2024 NONP E NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED Loading...
Jun 26, 2024 NONP E NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED Loading...
Jun 6, 2024 GNEN O NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED Loading...
Jun 6, 2024 CNSA P APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Jun 6, 2024 CNEA R EXAMINERS AMENDMENT -WRITTEN Loading...
Jun 6, 2024 XAEC I EXAMINER'S AMENDMENT ENTERED Loading...
Jun 6, 2024 GNEA F EXAMINERS AMENDMENT E-MAILED Loading...
Jun 6, 2024 GNEN O NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED Loading...
Jun 6, 2024 CNSA P APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Jun 6, 2024 CNEA R EXAMINERS AMENDMENT -WRITTEN Loading...
Jun 6, 2024 XAEC I EXAMINER'S AMENDMENT ENTERED Loading...
Jun 6, 2024 GNEA F EXAMINERS AMENDMENT E-MAILED Loading...
Jun 4, 2024 DOCK D ASSIGNED TO EXAMINER Loading...
Jun 4, 2024 DOCK D ASSIGNED TO EXAMINER Loading...
Oct 27, 2023 NWOS I NEW APPLICATION OFFICE SUPPLIED DATA ENTERED Loading...
Oct 27, 2023 NWOS I NEW APPLICATION OFFICE SUPPLIED DATA ENTERED Loading...
Oct 23, 2023 NWAP I NEW APPLICATION ENTERED Loading...
Oct 23, 2023 NWAP I NEW APPLICATION ENTERED Loading...

Detailed Classifications

Class 036
investment management services, investment advisory services, and financial management services; providing an Internet website portal in the field of investment management services, investment advisory services, and financial management services; providing an Internet website portal offering information, advice, research and educational materials to financial advisors and client investors in the field of investment management services, investment advisory services, and financial management services
Class 042
providing an Internet website featuring on-line non-downloadable software providing resources, information, and tools to financial advisors and client investors in the field of investment management services, investment advisory services, and financial management services

Classification

International Classes
036 042

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
Specific Disclaimer
"RIA"
Specific Disclaimer
"RIA"