DYNASTY RIA FUND, LLC

Serial Number 98131867
730

Registration Progress

Application Filed
Aug 14, 2023
Under Examination
Jan 7, 2025
Approved for Publication
Nov 26, 2024
Published for Opposition
Nov 26, 2024
Registered

Attorney Assistance

Statement of Use Due - Extension 1 Granted
Due: Jan 07, 2026 162 days

Trademark Image

DYNASTY RIA FUND, LLC

Basic Information

Serial Number
98131867
Filing Date
August 14, 2023
Published for Opposition
November 26, 2024
Drawing Code
4

Status Summary

Current Status
Active
Status Code
730
Status Date
Jul 2, 2025
Application
Pending
Classes
035 036

Rights Holder

Dynasty Financial Partners, LLC

16
Address
15th Floor
200 Central Avenue
St. Petersburg, FL 33701

Ownership History

Dynasty Financial Partners, LLC

Original Applicant
16
St. Petersburg, FL

Dynasty Financial Partners, LLC

Owner at Publication
16
St. Petersburg, FL

Legal Representation

Attorney
B. Anna McCoy

USPTO Deadlines

Next Deadline
162 days remaining
Statement of Use Due - Extension 1 Granted
Due Date
January 07, 2026
Extension Available
Until January 07, 2026

Application History

21 events
Date Code Type Description Documents
Jul 3, 2025 EXRA E NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED Loading...
Jul 2, 2025 EX1G S SOU EXTENSION 1 GRANTED Loading...
Jul 2, 2025 EEXT I SOU TEAS EXTENSION RECEIVED Loading...
Jul 2, 2025 EXT1 S SOU EXTENSION 1 FILED Loading...
Jan 7, 2025 NOAM E NOA E-MAILED - SOU REQUIRED FROM APPLICANT Loading...
Nov 26, 2024 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED Loading...
Nov 26, 2024 PUBO A PUBLISHED FOR OPPOSITION Loading...
Nov 20, 2024 NONP E NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED Loading...
Oct 31, 2024 CNSA P APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Oct 2, 2024 ALIE A ASSIGNED TO LIE Loading...
Oct 2, 2024 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED Loading...
Oct 2, 2024 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Jun 10, 2024 TROA I TEAS RESPONSE TO OFFICE ACTION RECEIVED Loading...
Mar 11, 2024 XELG O APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED Loading...
Mar 11, 2024 XELR I APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED Loading...
Dec 10, 2023 GNRN O NOTIFICATION OF NON-FINAL ACTION E-MAILED Loading...
Dec 10, 2023 GNRT F NON-FINAL ACTION E-MAILED Loading...
Dec 10, 2023 CNRT R NON-FINAL ACTION WRITTEN Loading...
Dec 9, 2023 DOCK D ASSIGNED TO EXAMINER Loading...
Sep 13, 2023 NWOS I NEW APPLICATION OFFICE SUPPLIED DATA ENTERED Loading...
Aug 17, 2023 NWAP I NEW APPLICATION ENTERED Loading...

Detailed Classifications

Class 035
Development and operation of financial business, investment business and business advisory services for Registered Investment Advisors and Registered Investment Advisor businesses, namely, business management assistance in the establishment and operation of financial advisory firms; Provision of business services to support Registered Investment Advisors and Registered Investment Advisor businesses, namely, consulting, advisory, development, operation, and strategic planning services related to business management and business operations
Class 036
Financial services, namely, investment fund transfer and transaction services; investment fund management services; Management of a capital investment fund; Management of private equity funds; Investment advisory services; development and operation of financial, investment and financial and investment advisory services for Registered Investment Advisors and Registered Investment Advisor businesses, namely, financial portfolio management services, financial planning services and investment management services; provision of financial services to support Registered Investment Advisors and Registered Investment Advisor businesses, namely, financial portfolio management services, financial planning services and investment management services; Providing investment advisory services to Registered Investment Advisors and Registered Investment Advisor businesses; Investment advisory services provided to Registered Investment Advisors (RIA) and Registered Investment Advisor (RIA) businesses in regard to the development and operation of financial investment businesses

Classification

International Classes
035 036

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
Specific Disclaimer
"RIA FUND, LLC"