XML SECURITIES

Serial Number 97027361
Registration 6870867
700

Registration Progress

Application Filed
Sep 14, 2021
Under Examination
Approved for Publication
Jul 26, 2022
Published for Opposition
Jul 26, 2022
Registered
Oct 11, 2022

Trademark Image

XML SECURITIES

Basic Information

Serial Number
97027361
Registration Number
6870867
Filing Date
September 14, 2021
Registration Date
October 11, 2022
Published for Opposition
July 26, 2022
Drawing Code
3

Status Summary

Current Status
Active
Status Code
700
Status Date
Oct 11, 2022
Registration
Registered
Classes
036

Rights Holder

XML Financial, LLC

16
Address
875 3rd Avenue, 28th Floor
New York, NY 10022

Ownership History

XML Financial, LLC

Original Applicant
16
Rockville, MD

XML Financial, LLC

Owner at Publication
16
Rockville, MD

XML Financial, LLC

Original Registrant
16
New York, NY

Legal Representation

Attorney
Briana R. Falcon

USPTO Deadlines

Next Deadline
1014 days remaining
Section 8 Declaration Due (Principal Register) (Based on registration date 20221011)
Due Date
October 11, 2028
Grace Period Ends
April 11, 2029
Additional deadlines exist. Contact your attorney for complete deadline information.

Application History

24 events
Date Code Type Description Documents
Oct 2, 2025 EWAF I TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS Loading...
Oct 2, 2025 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Oct 2, 2025 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Oct 2, 2025 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Oct 2, 2025 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Oct 2, 2025 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
Oct 2, 2024 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Loading...
Oct 11, 2022 NRCC E NOTICE OF REGISTRATION CONFIRMATION EMAILED Loading...
Oct 11, 2022 R.PR A REGISTERED-PRINCIPAL REGISTER Loading...
Jul 26, 2022 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED Loading...
Jul 26, 2022 PUBO A PUBLISHED FOR OPPOSITION Loading...
Jul 6, 2022 NONP E NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED Loading...
Jun 23, 2022 CNSA O APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Jun 23, 2022 XAEC I EXAMINER'S AMENDMENT ENTERED Loading...
Jun 23, 2022 GNEN O NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED Loading...
Jun 23, 2022 GNEA O EXAMINERS AMENDMENT E-MAILED Loading...
Jun 23, 2022 CNEA R EXAMINERS AMENDMENT -WRITTEN Loading...
Jun 21, 2022 GNRN O NOTIFICATION OF NON-FINAL ACTION E-MAILED Loading...
Jun 21, 2022 GNRT F NON-FINAL ACTION E-MAILED Loading...
Jun 21, 2022 CNRT R NON-FINAL ACTION WRITTEN Loading...
Jun 16, 2022 DOCK D ASSIGNED TO EXAMINER Loading...
Oct 21, 2021 MDSC E NOTICE OF DESIGN SEARCH CODE E-MAILED Loading...
Oct 20, 2021 NWOS I NEW APPLICATION OFFICE SUPPLIED DATA ENTERED Loading...
Sep 17, 2021 NWAP I NEW APPLICATION ENTERED Loading...

Detailed Classifications

Class 036
Financial services, namely, wealth management services
First Use Anywhere: May 28, 2020
First Use in Commerce: May 28, 2020

Additional Information

Design Mark
The mark consists of image of an eagle within a circle to the left of the phrase "XML SECURITIES".

Classification

International Classes
036

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
Specific Disclaimer
SECURITIES