BROKERTEC

Serial Number 88809102
748

Registration Progress

Application Filed
Feb 25, 2020
Under Examination
Jun 14, 2022
Approved for Publication
Apr 19, 2022
Published for Opposition
Apr 19, 2022
Registered

Basic Information

Serial Number
88809102
Filing Date
February 25, 2020
Published for Opposition
April 19, 2022
Drawing Code
3

Status Summary

Current Status
Active
Status Code
748
Status Date
Jul 3, 2025
Application
Pending
Classes
009 035 036 038
+1 more

Rights Holder

BrokerTec Americas LLC

16
Address
300 Vesey Street
New York, NY 10282

Ownership History

BrokerTec Americas LLC

Original Applicant
16
New York, NY

BrokerTec Americas LLC

Owner at Publication
16
New York, NY

Legal Representation

Attorney
Joseph V. Norvell
USPTO Deadlines 2 active 2 overdue
Deadline Type Event Code Deadline Date Days Until Priority Extension Available
OPPOSITION
Notice of Publication
NPUB May 19, 2022 1145 days overdue Medium Until Jun 19, 2022
ITU SOU
Notice of Allowance Mailed - SOU Required
NOAM Dec 14, 2022 936 days overdue High Until Jun 14, 2023

Application History

50 events
Date Code Type Description
Jul 3, 2025 SUPC I STATEMENT OF USE PROCESSING COMPLETE
Jun 16, 2025 EISU I TEAS STATEMENT OF USE RECEIVED
Jun 16, 2025 IUAF S USE AMENDMENT FILED
Mar 29, 2025 EXRA E NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
Mar 28, 2025 EX5G S SOU EXTENSION 5 GRANTED
Mar 28, 2025 AITU A CASE ASSIGNED TO INTENT TO USE PARALEGAL
Dec 13, 2024 EEXT I SOU TEAS EXTENSION RECEIVED
Dec 13, 2024 EXT5 S SOU EXTENSION 5 FILED
Jun 13, 2024 EXRA E NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
May 31, 2024 EX4G S SOU EXTENSION 4 GRANTED
May 31, 2024 EXT4 S SOU EXTENSION 4 FILED
May 31, 2024 EEXT I SOU TEAS EXTENSION RECEIVED
Dec 8, 2023 EXRA E NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
Dec 6, 2023 EEXT I SOU TEAS EXTENSION RECEIVED
Dec 6, 2023 EX3G S SOU EXTENSION 3 GRANTED
Dec 6, 2023 EXT3 S SOU EXTENSION 3 FILED
Jun 15, 2023 EXRA E NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
Jun 13, 2023 EX2G S SOU EXTENSION 2 GRANTED
Jun 13, 2023 EXT2 S SOU EXTENSION 2 FILED
Jun 13, 2023 EEXT I SOU TEAS EXTENSION RECEIVED
Dec 16, 2022 EXRA E NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED
Dec 14, 2022 EX1G S SOU EXTENSION 1 GRANTED
Dec 14, 2022 EXT1 S SOU EXTENSION 1 FILED
Dec 14, 2022 EEXT I SOU TEAS EXTENSION RECEIVED
Jul 12, 2022 DOCK D ASSIGNED TO EXAMINER
Jun 14, 2022 NOAM E NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Apr 19, 2022 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Apr 19, 2022 PUBO A PUBLISHED FOR OPPOSITION
Mar 30, 2022 NONP E NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Mar 11, 2022 CNSA P APPROVED FOR PUB - PRINCIPAL REGISTER
Mar 7, 2022 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED
Mar 7, 2022 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE
Mar 7, 2022 ALIE A ASSIGNED TO LIE
Mar 2, 2022 ERFR I TEAS REQUEST FOR RECONSIDERATION RECEIVED
Sep 2, 2021 GNFN O NOTIFICATION OF FINAL REFUSAL EMAILED
Sep 2, 2021 GNFR O FINAL REFUSAL E-MAILED
Sep 2, 2021 CNFR R FINAL REFUSAL WRITTEN
Aug 18, 2021 RCCK S SUSPENSION CHECKED - TO ATTORNEY FOR ACTION
May 4, 2021 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
May 4, 2021 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED
May 4, 2021 EWAF I TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
May 4, 2021 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
May 4, 2021 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
May 4, 2021 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED
Nov 20, 2020 GNS3 O NOTIFICATION OF LETTER OF SUSPENSION E-MAILED
Nov 20, 2020 GNSL S LETTER OF SUSPENSION E-MAILED
Nov 20, 2020 CNSL R SUSPENSION LETTER WRITTEN
Nov 10, 2020 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED
Nov 9, 2020 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE
Nov 9, 2020 TROA I TEAS RESPONSE TO OFFICE ACTION RECEIVED

Detailed Classifications

Class 009
Downloadable computer software for use in financial trading, financial exchange, financial information, market data, and financial clearing services; downloadable computer software for electronic trading and trade processing
First Use Anywhere: 20161100
First Use in Commerce: 20161100
Class 035
Analyzing and compiling data for measuring the performance of financial markets
First Use Anywhere: 20161100
First Use in Commerce: 20161100
Class 036
Financial exchange services; financial information services; financial information provided by electronic means; financial services, namely, electronic funds transfer via electronic communications networks; clearing and reconciling financial transactions via electronic communications networks; monetary exchange services; financial clearing house services; providing financial markets for trading, clearing, confirmation, matching and processing in the field of futures, options, over-the-counter and other derivative contracts; electronic financial trading services; electronic financial trading, namely, trading of futures, options, over-the-counter and other derivative contracts; providing on-demand and real-time financial information
First Use Anywhere: 20161100
First Use in Commerce: 20161100
Class 038
Providing telecommunications connections to a global computer financial network and electronic messaging services to financial networks
First Use Anywhere: 20161100
First Use in Commerce: 20161100
Class 042
Providing temporary on-line use of non-downloadable software for use in trading, clearing, confirmation, and financial trading risk management; providing temporary use of on-line non-downloadable software for use in trading, storing, matching, receiving, tracking, transferring, clearing, confirmation, and financial trading risk management; providing a platform as a service (paas) featuring computer software platform for compiling, storing, and distributing financial market data; platform as a service (PaaS) featuring computer software platform for use in compiling, storing, and distributing financial market data; software as a service (SaaS) featuring software for historical, on-demand, and real-time financial market data distribution; platform as a service (PaaS) featuring computer software platforms for electronic trading and trade processing; software as a service (SaaS) featuring software used for electronic trading and trade processing
First Use Anywhere: 20161100
First Use in Commerce: 20161100

Additional Information

Design Mark
The mark consists of the word "BrokerTec" with the letters "B" and "T" in uppercase and the rest of the letters are in lowercase, all letters are in a dark blue color, and the mark "BrokerTec" appears above a light blue line in the shape of a horizontally elongated parallelogram.
Color Claim
The color(s) dark blue and light blue is/are claimed as a feature of the mark.
Pseudo Mark
BROKER TEC

Classification

International Classes
009 035 036 038 042