PORTFOLIO DESIGN RISK THE THREE FACTOR MODEL THE EFFICIENT MARKET HYPOTHESIS

Serial Number 87562821
Registration 5638976
700

Registration Progress

Application Filed
Aug 9, 2017
Under Examination
May 29, 2018
Approved for Publication
Apr 3, 2018
Published for Opposition
Apr 3, 2018
Registered
Dec 25, 2018

Basic Information

Serial Number
87562821
Registration Number
5638976
Filing Date
August 9, 2017
Registration Date
December 25, 2018
Published for Opposition
April 3, 2018
Drawing Code
3000

Status Summary

Current Status
Active
Status Code
700
Status Date
Dec 25, 2018
Registration
Registered
Classes
036

Rights Holder

Schulz Financial

16
Address
12558 Honeywood Trail
Houston, TX 77077

Ownership History

Schulz Financial

Original Applicant
16
Houston, TX

Schulz Financial

Owner at Publication
16
Houston, TX

Schulz Financial

Original Registrant
16
Houston, TX

Legal Representation

Attorney
Elizabeth R. Hall

USPTO Deadlines

Next Deadline
1265 days remaining
Section 8 & 9 (10-Year) Renewal Due (Based on registration date 2018-12-25)
Due Date
December 25, 2028
Grace Period Ends
June 25, 2029

Application History

25 events
Date Code Type Description
Dec 25, 2023 REM1 E COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Dec 25, 2018 R.PR A REGISTERED-PRINCIPAL REGISTER
Nov 20, 2018 SUNA E NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
Nov 19, 2018 CNPR P ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Oct 11, 2018 AITU A CASE ASSIGNED TO INTENT TO USE PARALEGAL
Oct 11, 2018 SUPC I STATEMENT OF USE PROCESSING COMPLETE
Sep 17, 2018 EISU I TEAS STATEMENT OF USE RECEIVED
Sep 17, 2018 IUAF S USE AMENDMENT FILED
May 29, 2018 NOAM E NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Apr 3, 2018 PUBO A PUBLISHED FOR OPPOSITION
Apr 3, 2018 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Mar 14, 2018 NONP E NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Feb 26, 2018 PREV O LAW OFFICE PUBLICATION REVIEW COMPLETED
Feb 23, 2018 CNSA P APPROVED FOR PUB - PRINCIPAL REGISTER
Feb 6, 2018 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE
Feb 6, 2018 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED
Jan 31, 2018 ALIE A ASSIGNED TO LIE
Jan 19, 2018 TROA I TEAS RESPONSE TO OFFICE ACTION RECEIVED
Nov 20, 2017 CNRT R NON-FINAL ACTION WRITTEN
Nov 20, 2017 GNRT F NON-FINAL ACTION E-MAILED
Nov 20, 2017 GNRN O NOTIFICATION OF NON-FINAL ACTION E-MAILED
Nov 10, 2017 DOCK D ASSIGNED TO EXAMINER
Aug 16, 2017 MDSC E NOTICE OF DESIGN SEARCH CODE E-MAILED
Aug 15, 2017 NWOS I NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Aug 12, 2017 NWAP I NEW APPLICATION ENTERED

Detailed Classifications

Class 036
Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, wealth management services; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others
First Use Anywhere: Sep 1, 2018
First Use in Commerce: Sep 1, 2018

Additional Information

Design Mark
The mark consists of a four layer pyramid comprised of rectangular boxes with the bottom layer labeled "The Efficient Market Hypothesis", the next layer up labeled "The Three Factor Model", the next layer up labeled "Risk" and the top layer labeled "Portfolio Design". The pyramid is dark blue and the letters are light blue. The rectangular boxes are outlined in light blue with white highlighting.
Color Claim
The color(s) dark blue, light blue and white is/are claimed as a feature of the mark.

Classification

International Classes
036

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
General Disclaimer
"PORTFOLIO DESIGN" "RISK" "THE THREE FACTOR MODEL" AND "THE EFFICIENT MARKET HYPOTHESIS"