NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Serial Number 86770657
Registration 5037903
702

Registration Progress

Application Filed
Sep 28, 2015
Under Examination
May 31, 2016
Approved for Publication
Apr 5, 2016
Published for Opposition
Apr 5, 2016
Registered
Sep 6, 2016

Attorney Assistance

Section 8 & 9 Renewal Due (Principal Register) (Based on registration date 20160906)
Due: Sep 06, 2026 236 days

Trademark Image

NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Basic Information

Serial Number
86770657
Registration Number
5037903
Filing Date
September 28, 2015
Registration Date
September 6, 2016
Published for Opposition
April 5, 2016
Drawing Code
4

Status Summary

Current Status
Active
Status Code
702
Status Date
Mar 1, 2023
Registration
Registered
Classes
036

Rights Holder

Neuberger Berman Group LLC

16
Address
1290 Avenue of the Americas
New York, NY 10104

Ownership History

Neuberger Berman Group LLC

Original Applicant
16
New York, NY

Neuberger Berman Group LLC

Owner at Publication
16
New York, NY

Neuberger Berman Group LLC

Original Registrant
16
New York, NY

Legal Representation

Attorney
Claudia W. Stangle

USPTO Deadlines

Next Deadline
236 days remaining
Section 8 & 9 Renewal Due (Principal Register) (Based on registration date 20160906)
Due Date
September 06, 2026
Grace Period Ends
March 06, 2027

Application History

29 events
Date Code Type Description Documents
Sep 6, 2025 REM2 E COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED Loading...
Mar 1, 2023 NA85 E NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED Loading...
Mar 1, 2023 C15A O REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. Loading...
Mar 1, 2023 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Aug 12, 2022 E815 I TEAS SECTION 8 & 15 RECEIVED Loading...
Sep 6, 2021 REM1 E COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED Loading...
Jan 8, 2017 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Jan 8, 2017 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
Sep 6, 2016 R.PR A REGISTERED-PRINCIPAL REGISTER Loading...
Aug 3, 2016 SUNA E NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED Loading...
Aug 2, 2016 CNPR P ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED Loading...
Jul 12, 2016 SUPC I STATEMENT OF USE PROCESSING COMPLETE Loading...
Jun 15, 2016 IUAF S USE AMENDMENT FILED Loading...
Jul 11, 2016 AITU A CASE ASSIGNED TO INTENT TO USE PARALEGAL Loading...
Jun 15, 2016 EISU I TEAS STATEMENT OF USE RECEIVED Loading...
May 31, 2016 NOAM E NOA E-MAILED - SOU REQUIRED FROM APPLICANT Loading...
Apr 5, 2016 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED Loading...
Apr 5, 2016 PUBO A PUBLISHED FOR OPPOSITION Loading...
Mar 16, 2016 NONP E NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED Loading...
Feb 17, 2016 CNSA P APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Feb 10, 2016 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED Loading...
Feb 10, 2016 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Feb 10, 2016 TROA I TEAS RESPONSE TO OFFICE ACTION RECEIVED Loading...
Jan 22, 2016 GNRN O NOTIFICATION OF NON-FINAL ACTION E-MAILED Loading...
Jan 22, 2016 GNRT F NON-FINAL ACTION E-MAILED Loading...
Jan 22, 2016 CNRT R NON-FINAL ACTION WRITTEN Loading...
Jan 15, 2016 DOCK D ASSIGNED TO EXAMINER Loading...
Oct 2, 2015 NWOS I NEW APPLICATION OFFICE SUPPLIED DATA ENTERED Loading...
Oct 1, 2015 NWAP I NEW APPLICATION ENTERED Loading...

Detailed Classifications

Class 036
Financial services, namely, investment advisory, investment management, asset management, portfolio management, investment brokerage, securities brokerage, investment consultation, wealth management, and financial planning services, all the aforesaid services also available via the Internet or a similar electronic network; financial and investment services, namely, investment advisory and investment management and brokerage of securities, hedge funds, private equity funds, wrap fee programs, separate accounts, variable annuity programs, stocks, bonds, commodities, derivatives and debt investment, and limited partnerships; financial services, namely, financial research, analysis, consultation, and information services; financial services, namely, investment fund transfer and transaction services; financial custodian services, namely, maintaining possession of financial assets for others for financial management purposes; management and investment of funds and assets of others; capital investment services; financial transaction services, namely, clearing and reconciling financial transactions; financial services, namely, mutual fund advisory and investment management services, mutual fund distribution services, mutual fund underwriting and administration services, and variable annuities investment services; clearance services, namely, clearing and settling financial transactions on behalf of others; maintaining assets and securities for others, and confirming and tracking financial transactions for others; insurance investment services; trust and estate planning and management services; retirement planning services; real estate investment and trust advisory and management services
First Use Anywhere: Jan 1, 2016
First Use in Commerce: Jan 1, 2016

Classification

International Classes
036

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
Specific Disclaimer
"INVESTMENT ADVISERS LLC"