SECURITIES INDUSTRY ESSENTIALS

Serial Number 86658247
Registration 5709979
702

Registration Progress

Application Filed
Jun 10, 2015
Under Examination
Mar 8, 2016
Approved for Publication
Jan 12, 2016
Published for Opposition
Jan 12, 2016
Registered
Mar 26, 2019

Trademark Image

SECURITIES INDUSTRY ESSENTIALS

Basic Information

Serial Number
86658247
Registration Number
5709979
Filing Date
June 10, 2015
Registration Date
March 26, 2019
Published for Opposition
January 12, 2016
Drawing Code
4

Status Summary

Current Status
Active
Status Code
702
Status Date
Nov 16, 2024
Registration
Registered
Classes
035 041

Rights Holder

Financial Industry Regulatory Authority, Inc.

99
Address
1700 K Street NW, 12th Floor
Washington, DC 20006

Ownership History

Financial Industry Regulatory Authority, Inc.

Original Applicant
99
Washington, DC

Financial Industry Regulatory Authority, Inc.

Owner at Publication
99
Washington, DC

Financial Industry Regulatory Authority, Inc.

Original Registrant
99
Washington, DC

Legal Representation

Attorney
Aaron D. Hendelman

USPTO Deadlines

Next Deadline
1186 days remaining
Section 8 & 9 Renewal Due (Principal Register) (Based on registration date 20190326)
Due Date
March 26, 2029
Grace Period Ends
September 26, 2029

Application History

50 events
Date Code Type Description Documents
Nov 16, 2024 NA85 E NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED Loading...
Nov 16, 2024 C15A O REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. Loading...
Nov 16, 2024 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Jun 3, 2024 E815 I TEAS SECTION 8 & 15 RECEIVED Loading...
Mar 26, 2024 REM1 E COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED Loading...
Mar 14, 2024 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Mar 14, 2024 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Mar 14, 2024 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Mar 14, 2024 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Mar 14, 2024 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
Mar 26, 2019 R.PR A REGISTERED-PRINCIPAL REGISTER Loading...
Feb 21, 2019 SUNA E NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED Loading...
Feb 20, 2019 CNPR P ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED Loading...
Feb 20, 2019 SUPC I STATEMENT OF USE PROCESSING COMPLETE Loading...
Feb 15, 2019 IUAF S USE AMENDMENT FILED Loading...
Feb 15, 2019 EISU I TEAS STATEMENT OF USE RECEIVED Loading...
Sep 8, 2018 EXRA E NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED Loading...
Sep 7, 2018 EX5G S SOU EXTENSION 5 GRANTED Loading...
Aug 29, 2018 EXT5 S SOU EXTENSION 5 FILED Loading...
Sep 7, 2018 AITU A CASE ASSIGNED TO INTENT TO USE PARALEGAL Loading...
Aug 29, 2018 EEXT I SOU TEAS EXTENSION RECEIVED Loading...
Mar 7, 2018 EXRA E NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED Loading...
Mar 5, 2018 EX4G S SOU EXTENSION 4 GRANTED Loading...
Mar 5, 2018 EXT4 S SOU EXTENSION 4 FILED Loading...
Mar 5, 2018 EEXT I SOU TEAS EXTENSION RECEIVED Loading...
Aug 26, 2017 EXRA E NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED Loading...
Aug 24, 2017 EX3G S SOU EXTENSION 3 GRANTED Loading...
Aug 24, 2017 EXT3 S SOU EXTENSION 3 FILED Loading...
Aug 24, 2017 EEXT I SOU TEAS EXTENSION RECEIVED Loading...
Mar 1, 2017 EXRA E NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED Loading...
Feb 27, 2017 EX2G S SOU EXTENSION 2 GRANTED Loading...
Feb 27, 2017 EXT2 S SOU EXTENSION 2 FILED Loading...
Feb 27, 2017 EEXT I SOU TEAS EXTENSION RECEIVED Loading...
Jan 17, 2017 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Jan 17, 2017 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Aug 25, 2016 EXRA E NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED Loading...
Aug 23, 2016 EX1G S SOU EXTENSION 1 GRANTED Loading...
Aug 23, 2016 EXT1 S SOU EXTENSION 1 FILED Loading...
Aug 23, 2016 EEXT I SOU TEAS EXTENSION RECEIVED Loading...
Mar 8, 2016 NOAM E NOA E-MAILED - SOU REQUIRED FROM APPLICANT Loading...
Jan 12, 2016 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED Loading...
Jan 12, 2016 PUBO A PUBLISHED FOR OPPOSITION Loading...
Dec 24, 2015 NONP E NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED Loading...
Dec 5, 2015 PREV O LAW OFFICE PUBLICATION REVIEW COMPLETED Loading...
Dec 5, 2015 ALIE A ASSIGNED TO LIE Loading...
Oct 7, 2015 CNSA P APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Oct 7, 2015 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED Loading...
Oct 6, 2015 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Oct 6, 2015 TROA I TEAS RESPONSE TO OFFICE ACTION RECEIVED Loading...
Sep 22, 2015 GNRN O NOTIFICATION OF NON-FINAL ACTION E-MAILED Loading...

Detailed Classifications

Class 035
Testing to determine professional competency in the field of securities; administration of qualification examinations to professionals to determine professional competency
First Use Anywhere: Oct 1, 2018
First Use in Commerce: Oct 1, 2018
Class 041
Educational examination services; educational testing, namely, administering qualification examinations to professionals for educational purposes
First Use Anywhere: Oct 1, 2018
First Use in Commerce: Oct 1, 2018

Classification

International Classes
035 041

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
Specific Disclaimer
"SECURITIES INDUSTRY"