FINRA FUNDING PORTAL REGISTRATION DEPOSITORY

Serial Number 86613714
Registration 5209886
702

Registration Progress

Application Filed
Apr 29, 2015
Under Examination
Mar 8, 2016
Approved for Publication
Jan 12, 2016
Published for Opposition
Jan 12, 2016
Registered
May 23, 2017

Trademark Image

FINRA FUNDING PORTAL REGISTRATION DEPOSITORY

Basic Information

Serial Number
86613714
Registration Number
5209886
Filing Date
April 29, 2015
Registration Date
May 23, 2017
Published for Opposition
January 12, 2016
Drawing Code
4

Status Summary

Current Status
Active
Status Code
702
Status Date
Nov 18, 2023
Registration
Registered
Classes
042

Rights Holder

Financial Industry Regulatory Authority, Inc.

99
Address
1700 K Street NW, 12th Floor
Washington, DC 20006

Ownership History

Financial Industry Regulatory Authority, Inc.

Original Applicant
99
Washington, DC

Financial Industry Regulatory Authority, Inc.

Owner at Publication
99
Washington, DC

Financial Industry Regulatory Authority, Inc.

Original Registrant
99
Washington, DC

Legal Representation

Attorney
Aaron D. Hendelman

USPTO Deadlines

Next Deadline
516 days remaining
Section 8 & 9 Renewal Due (Principal Register) (Based on registration date 20170523)
Due Date
May 23, 2027
Grace Period Ends
November 23, 2027

Application History

49 events
Date Code Type Description Documents
Mar 14, 2024 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Mar 14, 2024 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Mar 14, 2024 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Mar 14, 2024 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Mar 14, 2024 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
Nov 18, 2023 NA85 E NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED Loading...
Nov 18, 2023 C15A O REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. Loading...
Nov 16, 2023 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
May 18, 2023 E815 I TEAS SECTION 8 & 15 RECEIVED Loading...
May 23, 2022 REM1 E COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED Loading...
May 23, 2017 R.PR A REGISTERED-PRINCIPAL REGISTER Loading...
Apr 15, 2017 SUNA E NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED Loading...
Apr 14, 2017 CNPR P ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED Loading...
Mar 23, 2017 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED Loading...
Mar 23, 2017 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Mar 15, 2017 ALIE A ASSIGNED TO LIE Loading...
Mar 1, 2017 TROA I TEAS RESPONSE TO OFFICE ACTION RECEIVED Loading...
Feb 27, 2017 EEXT I SOU TEAS EXTENSION RECEIVED Loading...
Jan 17, 2017 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Jan 17, 2017 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Jan 4, 2017 GNRN O NOTIFICATION OF NON-FINAL ACTION E-MAILED Loading...
Jan 4, 2017 GNRT O NON-FINAL ACTION E-MAILED Loading...
Jan 4, 2017 CNRT W SU - NON-FINAL ACTION - WRITTEN Loading...
Dec 17, 2016 SUPC I STATEMENT OF USE PROCESSING COMPLETE Loading...
Dec 6, 2016 IUAF S USE AMENDMENT FILED Loading...
Dec 6, 2016 EISU I TEAS STATEMENT OF USE RECEIVED Loading...
Oct 25, 2016 EXRA E NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED Loading...
Oct 22, 2016 EX1G S SOU EXTENSION 1 GRANTED Loading...
Sep 8, 2016 EXT1 S SOU EXTENSION 1 FILED Loading...
Oct 21, 2016 AITU A CASE ASSIGNED TO INTENT TO USE PARALEGAL Loading...
Sep 13, 2016 NREV E NOTICE OF REVIVAL - E-MAILED Loading...
Sep 13, 2016 TPEX I SOU EXTENSION RECEIVED WITH TEAS PETITION Loading...
Sep 13, 2016 PETG O PETITION TO REVIVE-GRANTED Loading...
Sep 13, 2016 PROA I TEAS PETITION TO REVIVE RECEIVED Loading...
Mar 8, 2016 NOAM E NOA E-MAILED - SOU REQUIRED FROM APPLICANT Loading...
Jan 12, 2016 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED Loading...
Jan 12, 2016 PUBO A PUBLISHED FOR OPPOSITION Loading...
Dec 24, 2015 NONP E NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED Loading...
Nov 22, 2015 CNSA P APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Nov 20, 2015 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED Loading...
Nov 19, 2015 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Nov 19, 2015 TROA I TEAS RESPONSE TO OFFICE ACTION RECEIVED Loading...
May 21, 2015 GEAN O NOTIFICATION OF EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED Loading...
May 21, 2015 GEAP F EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED Loading...
May 21, 2015 EPEN O COMBINED EXAMINER'S AMENDMENT/PRIORITY ACTION AUTOMATIC ENTRY Loading...
May 21, 2015 CPEA R EXAMINERS AMENDMENT AND/OR PRIORITY ACTION - COMPLETED Loading...
May 19, 2015 DOCK D ASSIGNED TO EXAMINER Loading...
May 11, 2015 NWOS I NEW APPLICATION OFFICE SUPPLIED DATA ENTERED Loading...
May 2, 2015 NWAP I NEW APPLICATION ENTERED Loading...

Detailed Classifications

Class 042
Providing online non-downloadable software, namely, an online electronic filing system for registration of funding portals pursuant to the crowdfunding provisions of the JOBS Act
First Use Anywhere: Feb 28, 2017
First Use in Commerce: Feb 28, 2017

Classification

International Classes
042

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
Specific Disclaimer
"FUNDING PORTAL REGISTRATION DEPOSITORY"