BROKERCHECK

Serial Number 86607969
Registration 4980926
702

Registration Progress

Application Filed
Apr 23, 2015
Under Examination
Approved for Publication
Apr 5, 2016
Published for Opposition
Apr 5, 2016
Registered
Jun 21, 2016

Attorney Assistance

Section 8 & 9 Renewal Due (Principal Register) (Based on registration date 20160621)
Due: Jun 21, 2026 178 days

Trademark Image

BROKERCHECK

Basic Information

Serial Number
86607969
Registration Number
4980926
Filing Date
April 23, 2015
Registration Date
June 21, 2016
Published for Opposition
April 5, 2016
Drawing Code
3

Status Summary

Current Status
Active
Status Code
702
Status Date
Dec 22, 2022
Registration
Registered
Classes
035 045

Rights Holder

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

99
Address
1700 K Street NW, 12th Floor
Washington, DC 20006

Ownership History

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

Original Applicant
99
Washington, DC

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

Owner at Publication
99
Washington, DC

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

Original Registrant
99
Washington, DC

Legal Representation

Attorney
Aaron D. Hendelman

USPTO Deadlines

Next Deadline
178 days remaining
Section 8 & 9 Renewal Due (Principal Register) (Based on registration date 20160621)
Due Date
June 21, 2026
Grace Period Ends
December 21, 2026

Application History

43 events
Date Code Type Description Documents
Sep 29, 2025 E89R I TEAS SECTION 8 & 9 RECEIVED Loading...
Jun 21, 2025 REM2 E COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED Loading...
Mar 14, 2024 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Mar 14, 2024 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Mar 14, 2024 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Mar 14, 2024 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Mar 14, 2024 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
Dec 22, 2022 NA85 E NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED Loading...
Dec 22, 2022 C15A O REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. Loading...
Dec 22, 2022 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Jun 9, 2022 E815 I TEAS SECTION 8 & 15 RECEIVED Loading...
Jun 21, 2021 REM1 E COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED Loading...
Jan 17, 2017 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Jan 17, 2017 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Jun 21, 2016 R.PR A REGISTERED-PRINCIPAL REGISTER Loading...
Apr 5, 2016 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED Loading...
Apr 5, 2016 PUBO A PUBLISHED FOR OPPOSITION Loading...
Mar 16, 2016 NONP E NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED Loading...
Mar 1, 2016 PREV O LAW OFFICE PUBLICATION REVIEW COMPLETED Loading...
Feb 28, 2016 CNSA O APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Feb 26, 2016 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED Loading...
Feb 26, 2016 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Feb 26, 2016 ERFR I TEAS REQUEST FOR RECONSIDERATION RECEIVED Loading...
Feb 5, 2016 RDX3 O NOTIFICATION FOR REQ FOR RECON DENIED NO APPEAL FILED Loading...
Feb 5, 2016 RDX1 O ACTION FOR REQ FOR RECON DENIED NO APPEAL FILED E-MAILED Loading...
Feb 5, 2016 RRDX W ACTION REQ FOR RECON DENIED NO APPEAL FILED COUNTED NOT MAILED Loading...
Jan 7, 2016 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED Loading...
Jan 7, 2016 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Jan 4, 2016 ALIE A ASSIGNED TO LIE Loading...
Dec 10, 2015 ERFR I TEAS REQUEST FOR RECONSIDERATION RECEIVED Loading...
Dec 8, 2015 GNFN O NOTIFICATION OF FINAL REFUSAL EMAILED Loading...
Dec 8, 2015 GNFR O FINAL REFUSAL E-MAILED Loading...
Dec 8, 2015 CNFR R FINAL REFUSAL WRITTEN Loading...
Nov 20, 2015 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED Loading...
Nov 19, 2015 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Nov 19, 2015 TROA I TEAS RESPONSE TO OFFICE ACTION RECEIVED Loading...
May 26, 2015 GNRN O NOTIFICATION OF NON-FINAL ACTION E-MAILED Loading...
May 26, 2015 GNRT F NON-FINAL ACTION E-MAILED Loading...
May 26, 2015 CNRT R NON-FINAL ACTION WRITTEN Loading...
May 19, 2015 DOCK D ASSIGNED TO EXAMINER Loading...
May 8, 2015 MDSM E NOTICE OF DESIGN SEARCH CODE E-MAILED Loading...
May 7, 2015 NWOS I NEW APPLICATION OFFICE SUPPLIED DATA ENTERED Loading...
Apr 27, 2015 NWAP I NEW APPLICATION ENTERED Loading...

Detailed Classifications

Class 035
Providing an on-line computer database with information regarding business practices and conduct, namely, regulatory compliance of registered financial brokerage firms and their registered employees; providing information regarding the business practices and conduct, namely, regulatory compliance of registered financial brokerage firms and their registered employees in response to telephone and email inquiries
First Use Anywhere: Mar 17, 2015
First Use in Commerce: Mar 17, 2015
Class 045
Providing an on-line computer database with information regarding the professional background of registered financial brokerage firms and their registered employees; providing information regarding the professional background of registered financial brokerage firms and their registered employees in response to telephone and email inquiries
First Use Anywhere: Mar 17, 2015
First Use in Commerce: Mar 17, 2015

Additional Information

Design Mark
The mark consists of the words "BrokerCheck", and the "C" in "Check" is an illustration of a magnifying glass.
Color Claim
Color is not claimed as a feature of the mark.
Pseudo Mark
BROKER CHECK

Classification

International Classes
035 045

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
Specific Disclaimer
"BROKERCHECK"