FINRA SECURITIES HELPLINE FOR SENIORS

Serial Number 86598445
Registration 5009002
702

Registration Progress

Application Filed
Apr 15, 2015
Under Examination
Mar 1, 2016
Approved for Publication
Jan 5, 2016
Published for Opposition
Jan 5, 2016
Registered
Jul 26, 2016

Attorney Assistance

Section 8 & 9 Renewal Due (Principal Register) (Based on registration date 20160726)
Due: Jul 26, 2026 214 days

Trademark Image

FINRA SECURITIES HELPLINE FOR SENIORS

Basic Information

Serial Number
86598445
Registration Number
5009002
Filing Date
April 15, 2015
Registration Date
July 26, 2016
Published for Opposition
January 5, 2016
Drawing Code
4

Status Summary

Current Status
Active
Status Code
702
Status Date
Jan 31, 2023
Registration
Registered
Classes
036

Rights Holder

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

99
Address
1700 K Street NW, 12th Floor
Washington, DC 20006

Ownership History

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

Original Applicant
99
Washington, DC

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

Owner at Publication
99
Washington, DC

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

Original Registrant
99
Washington, DC

Legal Representation

Attorney
Aaron D. Hendelman

USPTO Deadlines

Next Deadline
214 days remaining
Section 8 & 9 Renewal Due (Principal Register) (Based on registration date 20160726)
Due Date
July 26, 2026
Grace Period Ends
January 26, 2027

Application History

36 events
Date Code Type Description Documents
Jul 26, 2025 REM2 E COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED Loading...
Mar 14, 2024 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Mar 14, 2024 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Mar 14, 2024 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Mar 14, 2024 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Mar 14, 2024 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
Jan 31, 2023 NA85 E NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED Loading...
Jan 31, 2023 C15A O REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. Loading...
Jan 31, 2023 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Jul 14, 2022 E815 I TEAS SECTION 8 & 15 RECEIVED Loading...
Jul 26, 2021 REM1 E COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED Loading...
Jan 17, 2017 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Jan 17, 2017 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Jul 26, 2016 R.PR A REGISTERED-PRINCIPAL REGISTER Loading...
Jun 21, 2016 SUNA E NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED Loading...
Jun 20, 2016 CNPR P ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED Loading...
May 11, 2016 SUPC I STATEMENT OF USE PROCESSING COMPLETE Loading...
Apr 11, 2016 IUAF S USE AMENDMENT FILED Loading...
May 11, 2016 AITU A CASE ASSIGNED TO INTENT TO USE PARALEGAL Loading...
Apr 11, 2016 EISU I TEAS STATEMENT OF USE RECEIVED Loading...
Mar 1, 2016 NOAM E NOA E-MAILED - SOU REQUIRED FROM APPLICANT Loading...
Jan 5, 2016 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED Loading...
Jan 5, 2016 PUBO A PUBLISHED FOR OPPOSITION Loading...
Dec 16, 2015 NONP E NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED Loading...
Nov 22, 2015 CNSA P APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Nov 19, 2015 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED Loading...
Nov 18, 2015 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Nov 18, 2015 TROA I TEAS RESPONSE TO OFFICE ACTION RECEIVED Loading...
May 21, 2015 GEAN O NOTIFICATION OF EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED Loading...
May 21, 2015 GEAP F EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED Loading...
May 21, 2015 EPEN O COMBINED EXAMINER'S AMENDMENT/PRIORITY ACTION AUTOMATIC ENTRY Loading...
May 21, 2015 CPEA R EXAMINERS AMENDMENT AND/OR PRIORITY ACTION - COMPLETED Loading...
May 19, 2015 DOCK D ASSIGNED TO EXAMINER Loading...
Apr 23, 2015 MPMK E NOTICE OF PSEUDO MARK E-MAILED Loading...
Apr 22, 2015 NWOS I NEW APPLICATION OFFICE SUPPLIED DATA ENTERED Loading...
Apr 18, 2015 NWAP I NEW APPLICATION ENTERED Loading...

Detailed Classifications

Class 036
Financial consulting services, namely, advising retirees and senior investors on brokerage accounts and investments; Providing a telephone help line to retirees and senior investors for support and assistance regarding brokerage accounts and investments
First Use Anywhere: Jan 20, 2016
First Use in Commerce: Jan 20, 2016

Additional Information

Pseudo Mark
FINANCIAL INDUSTRY REGULATORY AUTHORITY SECURITIES HELPLINE FOR SENIORS

Classification

International Classes
036

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
Specific Disclaimer
"SECURITIES HELPLINE FOR SENIORS"