FINRA BUSINESS CONDUCT ROUNDTABLE

Serial Number 86533610
Registration 4826213
702

Registration Progress

Application Filed
Feb 12, 2015
Under Examination
Approved for Publication
Jul 21, 2015
Published for Opposition
Jul 21, 2015
Registered
Oct 6, 2015

Attorney Assistance

Section 8 & 9 Renewal Due (Principal Register) (Based on registration date 20151006) (Grace Period Filing)
Due: Apr 06, 2026 Grace Period - 98 days
Original deadline was Oct 06, 2025 (overdue)

Trademark Image

FINRA BUSINESS CONDUCT ROUNDTABLE

Basic Information

Serial Number
86533610
Registration Number
4826213
Filing Date
February 12, 2015
Registration Date
October 6, 2015
Published for Opposition
July 21, 2015
Drawing Code
4

Status Summary

Current Status
Active
Status Code
702
Status Date
Jan 11, 2022
Registration
Registered
Classes
041

Rights Holder

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

99
Address
1700 K Street NW, 12th Floor
Washington, DC 20006

Ownership History

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

Original Applicant
99
Washington, DC

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

Owner at Publication
99
Washington, DC

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

Original Registrant
99
Washington, DC

Legal Representation

Attorney
Aaron D. Hendelman

USPTO Deadlines

Next Deadline
In Grace Period
Section 8 & 9 Renewal Due (Principal Register) (Based on registration date 20151006)
Due Date
October 06, 2025
Grace Period Ends
April 06, 2026

Application History

33 events
Date Code Type Description Documents
Oct 6, 2024 REM2 E COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED Loading...
Mar 14, 2024 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Mar 14, 2024 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Mar 14, 2024 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Mar 14, 2024 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Mar 14, 2024 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
Jan 11, 2022 NA85 E NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED Loading...
Jan 11, 2022 C15A O REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. Loading...
Jan 11, 2022 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Oct 5, 2021 E815 I TEAS SECTION 8 & 15 RECEIVED Loading...
Oct 6, 2020 REM1 E COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED Loading...
Jan 17, 2017 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Jan 17, 2017 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Oct 6, 2015 R.PR A REGISTERED-PRINCIPAL REGISTER Loading...
Jul 21, 2015 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED Loading...
Jul 21, 2015 PUBO A PUBLISHED FOR OPPOSITION Loading...
Jul 1, 2015 NONP E NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED Loading...
Jun 11, 2015 PREV O LAW OFFICE PUBLICATION REVIEW COMPLETED Loading...
Jun 11, 2015 ALIE A ASSIGNED TO LIE Loading...
May 22, 2015 AAUA E NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED Loading...
May 21, 2015 CNSA O APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
May 21, 2015 XAEC I EXAMINER'S AMENDMENT ENTERED Loading...
May 21, 2015 GNEN O NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED Loading...
May 21, 2015 GNEA F EXAMINERS AMENDMENT E-MAILED Loading...
May 21, 2015 IUAA P USE AMENDMENT ACCEPTED Loading...
May 21, 2015 CNEA R EXAMINERS AMENDMENT -WRITTEN Loading...
May 19, 2015 DOCK D ASSIGNED TO EXAMINER Loading...
Apr 25, 2015 AUPC I AMENDMENT TO USE PROCESSING COMPLETE Loading...
Apr 25, 2015 IUAF S USE AMENDMENT FILED Loading...
Apr 24, 2015 EAAU I TEAS AMENDMENT OF USE RECEIVED Loading...
Mar 3, 2015 MPMK E NOTICE OF PSEUDO MARK E-MAILED Loading...
Feb 28, 2015 NWOS I NEW APPLICATION OFFICE SUPPLIED DATA ENTERED Loading...
Feb 16, 2015 NWAP I NEW APPLICATION ENTERED Loading...

Detailed Classifications

Class 041
Educational services, namely, conducting conferences in the field of securities regulations
First Use Anywhere: 20121100
First Use in Commerce: 20121100

Additional Information

Pseudo Mark
FINANCIAL INDUSTRY REGULATORY BUSINESS CONDUCT ROUNDTABLE

Classification

International Classes
041

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
Specific Disclaimer
"BUSINESS CONDUCT ROUNDTABLE"