SMARTWORKS ADVISER

Serial Number 85204976
Registration 4165371
800

Registration Progress

Application Filed
Dec 23, 2010
Under Examination
Dec 27, 2011
Approved for Publication
Nov 1, 2011
Published for Opposition
Nov 1, 2011
Registered
Jun 26, 2012

Trademark Image

SMARTWORKS ADVISER

Basic Information

Serial Number
85204976
Registration Number
4165371
Filing Date
December 23, 2010
Registration Date
June 26, 2012
Published for Opposition
November 1, 2011
Renewal Date
June 26, 2022
Drawing Code
4000

Status Summary

Current Status
Active
Status Code
800
Status Date
Dec 31, 2022
Registration
Registered
Classes
036

Rights Holder

Cetera Financial Holdings, Inc.

03
Address
2301 Rosecrans Ave, Suite 5100
El Segundo, CA 90245

Ownership History

Cetera Financial Holdings, Inc.

Original Applicant
03
El Segundo, CA

Cetera Financial Holdings, Inc.

Owner at Publication
03
El Segundo, CA

Cetera Financial Holdings, Inc.

Original Registrant
03
El Segundo, CA

Legal Representation

Attorney
Dyan Finguerra-DuCharme

USPTO Deadlines

Next Deadline
2385 days remaining
Section 8 & 9 Renewal Due (Principal Register) (Based on registration date 20120626)
Due Date
June 26, 2032
Grace Period Ends
December 26, 2032

Application History

50 events
Date Code Type Description Documents
Dec 31, 2022 NA89 E NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED Loading...
Dec 31, 2022 RNL1 Q REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) Loading...
Dec 31, 2022 89AG O REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED Loading...
Dec 31, 2022 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Jun 14, 2022 E89R I TEAS SECTION 8 & 9 RECEIVED Loading...
Nov 9, 2021 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Nov 9, 2021 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Nov 9, 2021 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Nov 9, 2021 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Nov 9, 2021 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
Jun 26, 2021 REM2 E COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED Loading...
Oct 3, 2018 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Loading...
Mar 4, 2018 NA85 E NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED Loading...
Mar 4, 2018 C15A O REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. Loading...
Mar 4, 2018 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Feb 21, 2018 E815 I TEAS SECTION 8 & 15 RECEIVED Loading...
Jun 26, 2017 REM1 E COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED Loading...
Jun 8, 2016 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Loading...
Feb 3, 2016 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Loading...
May 7, 2014 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Loading...
Aug 14, 2013 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Loading...
Jun 26, 2012 R.PR A REGISTERED-PRINCIPAL REGISTER Loading...
May 23, 2012 SUNA E NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED Loading...
May 22, 2012 REGV O LAW OFFICE REGISTRATION REVIEW COMPLETED Loading...
May 17, 2012 CNPR P ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED Loading...
Apr 27, 2012 SUPC I STATEMENT OF USE PROCESSING COMPLETE Loading...
Apr 4, 2012 IUAF S USE AMENDMENT FILED Loading...
Apr 25, 2012 AITU A CASE ASSIGNED TO INTENT TO USE PARALEGAL Loading...
Apr 4, 2012 EISU I TEAS STATEMENT OF USE RECEIVED Loading...
Dec 27, 2011 NOAM E NOA E-MAILED - SOU REQUIRED FROM APPLICANT Loading...
Nov 1, 2011 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED Loading...
Nov 1, 2011 PUBO A PUBLISHED FOR OPPOSITION Loading...
Sep 27, 2011 PREV O LAW OFFICE PUBLICATION REVIEW COMPLETED Loading...
Sep 26, 2011 ALIE A ASSIGNED TO LIE Loading...
Sep 13, 2011 CNSA P APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Sep 13, 2011 XAEC I EXAMINER'S AMENDMENT ENTERED Loading...
Sep 13, 2011 GNEN O NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED Loading...
Sep 13, 2011 GNEA O EXAMINERS AMENDMENT E-MAILED Loading...
Sep 13, 2011 CNEA R EXAMINERS AMENDMENT -WRITTEN Loading...
Sep 3, 2011 GNFN O NOTIFICATION OF FINAL REFUSAL EMAILED Loading...
Sep 3, 2011 GNFR O FINAL REFUSAL E-MAILED Loading...
Sep 3, 2011 CNFR R FINAL REFUSAL WRITTEN Loading...
Aug 8, 2011 DOCK D ASSIGNED TO EXAMINER Loading...
Jul 20, 2011 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED Loading...
Jul 20, 2011 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Jul 20, 2011 TROA I TEAS RESPONSE TO OFFICE ACTION RECEIVED Loading...
Feb 22, 2011 GNRN O NOTIFICATION OF NON-FINAL ACTION E-MAILED Loading...
Feb 22, 2011 GNRT F NON-FINAL ACTION E-MAILED Loading...
Feb 22, 2011 CNRT R NON-FINAL ACTION WRITTEN Loading...
Feb 17, 2011 DOCK D ASSIGNED TO EXAMINER Loading...

Detailed Classifications

Class 036
Financial services in the nature of providing a multi-functional intranet site, for use exclusively by investment adviser representatives, to facilitate the processing of managed accounts by providing generation of investment proposals, managing financial portfolio accounts, rebalancing portfolios, and maintaining information associated with financial accounts
First Use Anywhere: 20110600
First Use in Commerce: 20110600

Additional Information

Pseudo Mark
SMART WORKS ADVISOR

Classification

International Classes
036

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
General Disclaimer
"ADVISER"