SECURITIES AMERICA

Serial Number 85064501
Registration 3913868
800

Registration Progress

Application Filed
Jun 16, 2010
Under Examination
Approved for Publication
Nov 16, 2010
Published for Opposition
Nov 16, 2010
Registered
Feb 1, 2011

Trademark Image

SECURITIES AMERICA

Basic Information

Serial Number
85064501
Registration Number
3913868
Filing Date
June 16, 2010
Registration Date
February 1, 2011
Published for Opposition
November 16, 2010
Renewal Date
February 1, 2021
Drawing Code
4

Status Summary

Current Status
Active
Status Code
800
Status Date
Mar 20, 2021
Registration
Registered
Classes
036

Rights Holder

OSAIC HOLDINGS, INC.

03
Address
18700 N. Hayden Road, Ste 255
Scottsdale, AZ 85255

Ownership History

Securities America, Inc.

Original Applicant
03
LaVista, NE

Securities America, Inc.

Owner at Publication
03
LaVista, NE

Securities America, Inc.

Original Registrant
03
LaVista, NE

ADVISOR GROUP HOLDINGS, INC.

New Owner After Registration #1
03
PHOENIX, AZ

OSAIC HOLDINGS, INC.

New Owner After Registration #2
03
Scottsdale, AZ

Legal Representation

Attorney
Glenn A. Gundersen

USPTO Deadlines

Next Deadline
2007 days remaining
Section 8 & 9 (20-Year) Renewal Due (Based on registration date 2011-02-01)
Due Date
February 01, 2031
Grace Period Ends
August 01, 2031

Application History

38 events
Date Code Type Description Documents
May 7, 2025 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
May 7, 2025 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
May 7, 2025 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
May 7, 2025 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
May 7, 2025 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Nov 17, 2023 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Nov 17, 2023 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Nov 17, 2023 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Nov 17, 2023 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Nov 17, 2023 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
Oct 4, 2023 ASGN I AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP Loading...
Dec 21, 2022 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Loading...
Mar 20, 2021 RNL1 Q REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) Loading...
Mar 20, 2021 89AG O REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED Loading...
Mar 20, 2021 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Mar 20, 2021 NA89 E NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED Loading...
Dec 9, 2020 E89R I TEAS SECTION 8 & 9 RECEIVED Loading...
Dec 2, 2020 ASGN I AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP Loading...
Feb 1, 2020 REM2 E COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED Loading...
Mar 28, 2017 NA85 O NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - MAILED Loading...
Mar 28, 2017 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Mar 28, 2017 C15A O REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. Loading...
Jan 25, 2017 815F I REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED Loading...
Jan 25, 2017 MAIL I PAPER RECEIVED Loading...
Feb 1, 2016 REM1 E COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED Loading...
Feb 1, 2011 R.PR A REGISTERED-PRINCIPAL REGISTER Loading...
Nov 16, 2010 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED Loading...
Nov 16, 2010 PUBO A PUBLISHED FOR OPPOSITION Loading...
Oct 12, 2010 PREV O LAW OFFICE PUBLICATION REVIEW COMPLETED Loading...
Oct 12, 2010 ALIE A ASSIGNED TO LIE Loading...
Sep 28, 2010 CNSA O APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Sep 28, 2010 XAEC I EXAMINER'S AMENDMENT ENTERED Loading...
Sep 28, 2010 GNEA F EXAMINERS AMENDMENT E-MAILED Loading...
Sep 28, 2010 CNEA R EXAMINERS AMENDMENT -WRITTEN Loading...
Sep 28, 2010 GNEN O NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED Loading...
Sep 23, 2010 DOCK D ASSIGNED TO EXAMINER Loading...
Jun 21, 2010 NWOS I NEW APPLICATION OFFICE SUPPLIED DATA ENTERED Loading...
Jun 19, 2010 NWAP I NEW APPLICATION ENTERED Loading...

Detailed Classifications

Class 036
FINANCIAL SERVICES, NAMELY, FINANCIAL ANALYSIS, CONSULTATION AND BROKERAGE SERVICES IN THE FIELD OF STOCKS, BONDS, MUTUAL FUNDS AND IRAS; INSURANCE UNDERWRITING AND BROKERAGE SERVICES, NAMELY, UNIVERSAL LIFE, WHOLE LIFE, TERM LIFE, HEALTH AND FIXED ANNUITIES
First Use Anywhere: 19850000
First Use in Commerce: 19850000

Classification

International Classes
036

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
Specific Disclaimer
"SECURITIES"