ACES - ADVISOR COMMITMENT TO 401(K) EDUCATION AND SERVICE

Serial Number 85010721
Registration 3879663
800

Registration Progress

Application Filed
Apr 9, 2010
Under Examination
Approved for Publication
Sep 7, 2010
Published for Opposition
Sep 7, 2010
Registered
Nov 23, 2010

Trademark Image

ACES - ADVISOR COMMITMENT TO 401(K) EDUCATION AND SERVICE

Basic Information

Serial Number
85010721
Registration Number
3879663
Filing Date
April 9, 2010
Registration Date
November 23, 2010
Published for Opposition
September 7, 2010
Renewal Date
November 23, 2020
Drawing Code
4000

Status Summary

Current Status
Active
Status Code
800
Status Date
Aug 30, 2020
Registration
Registered
Classes
036 041

Rights Holder

FRANKLIN DISTRIBUTORS, LLC

16
Address
100 INTERNATIONAL DRIVE
BALTIMORE, MD 21202

Ownership History

Legg Mason Investor Services, LLC

Original Applicant
16
Baltimore, MD

Legg Mason Investor Services, LLC

Owner at Publication
16
Baltimore, MD

Legg Mason Investor Services, LLC

Original Registrant
16
Baltimore, MD

FRANKLIN DISTRIBUTORS, LLC

New Owner After Registration #1
16
BALTIMORE, MD

Legal Representation

Attorney
Jordan Arnot Leahey

USPTO Deadlines

Next Deadline
1784 days remaining
Section 8 & 9 Renewal Due (Principal Register) (20-Year) (Based on R.PRA event 2010-11-23)
Due Date
November 23, 2030
Grace Period Ends
May 23, 2031
Additional deadlines exist. Contact your attorney for complete deadline information.

Application History

41 events
Date Code Type Description Documents
Mar 15, 2022 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Mar 15, 2022 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Mar 15, 2022 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Jan 21, 2022 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Jan 21, 2022 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Jan 21, 2022 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Dec 8, 2021 ASGN I AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP Loading...
Aug 30, 2020 NA89 E NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED Loading...
Aug 30, 2020 RNL1 Q REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) Loading...
Aug 30, 2020 89AG O REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED Loading...
Aug 30, 2020 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Jul 21, 2020 E89R I TEAS SECTION 8 & 9 RECEIVED Loading...
Nov 23, 2019 REM2 E COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED Loading...
Dec 20, 2016 NA85 E NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED Loading...
Dec 20, 2016 C15P O REGISTERED - PARTIAL SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. Loading...
Dec 20, 2016 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Oct 11, 2016 E815 I TEAS SECTION 8 & 15 RECEIVED Loading...
Nov 23, 2015 REM1 E COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED Loading...
Mar 12, 2014 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Mar 12, 2014 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Feb 21, 2012 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Nov 26, 2011 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Aug 30, 2011 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Nov 23, 2010 R.PR A REGISTERED-PRINCIPAL REGISTER Loading...
Sep 7, 2010 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED Loading...
Sep 7, 2010 PUBO A PUBLISHED FOR OPPOSITION Loading...
Aug 2, 2010 PREV O LAW OFFICE PUBLICATION REVIEW COMPLETED Loading...
Aug 2, 2010 ALIE A ASSIGNED TO LIE Loading...
Jul 19, 2010 CNSA O APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Jul 19, 2010 XAEC I EXAMINER'S AMENDMENT ENTERED Loading...
Jul 19, 2010 GNEN O NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED Loading...
Jul 19, 2010 GNEA F EXAMINERS AMENDMENT E-MAILED Loading...
Jul 19, 2010 CNEA R EXAMINERS AMENDMENT -WRITTEN Loading...
Jul 16, 2010 AAUA E NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED Loading...
Jul 15, 2010 IUAA P USE AMENDMENT ACCEPTED Loading...
Jul 14, 2010 DOCK D ASSIGNED TO EXAMINER Loading...
Jun 22, 2010 AUPC I AMENDMENT TO USE PROCESSING COMPLETE Loading...
Jun 22, 2010 IUAF S USE AMENDMENT FILED Loading...
Jun 21, 2010 EAAU I TEAS AMENDMENT OF USE RECEIVED Loading...
Apr 15, 2010 NWOS I NEW APPLICATION OFFICE SUPPLIED DATA ENTERED Loading...
Apr 13, 2010 NWAP I NEW APPLICATION ENTERED Loading...

Detailed Classifications

Class 036
Financial services of brokers selling mutual funds to employer-sponsored 401(k) plans and other defined contribution plans subject to ERISA (Employee Retirement Income Security Act of 1974), namely, providing investment-related support and information to the plan sponsor and the plan's fiduciaries with respect to their duty to select, monitor and replace funds in the plan's investment menu, providing financial counseling, financial retirement planning services and asset allocation assistance to plan participants, and partnering with the plan sponsor to promote, facilitate and encourage retirement savings to plan participants
First Use Anywhere: May 5, 2010
First Use in Commerce: May 5, 2010
Class 041
[ Educational services provided to 401(k) plan sponsors and plan fiduciaries, namely, training with respect to their investment-related and disclosure-related duties under ERISA, and providing educational services, namely, seminars in the field of investments and retirement planning ]
First Use Anywhere: May 5, 2010
First Use in Commerce: May 5, 2010

Classification

International Classes
036 041

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
General Disclaimer
"ADVISOR" AND "401(K)"