NUVEEN

Serial Number 79217920
Registration 5557727
739

Registration Progress

Application Filed
Apr 25, 2017
Under Examination
Approved for Publication
Jun 26, 2018
Published for Opposition
Jun 26, 2018
Registered
Sep 11, 2018

Trademark Image

NUVEEN

Basic Information

Serial Number
79217920
Registration Number
5557727
Filing Date
April 25, 2017
Registration Date
September 11, 2018
Published for Opposition
June 26, 2018
Drawing Code
4

Status Summary

Current Status
Active
Status Code
739
Status Date
Oct 2, 2024
Registration
Registered
Classes
035 036 041

Rights Holder

Nuveen Investments, Inc.

03
Address
333 W. Wacker Drive
Chicago IL
US

Ownership History

Nuveen Investments, Inc.

Original Applicant
03
US

Nuveen Investments, Inc.

Owner at Publication
03
US

Nuveen Investments, Inc.

Original Registrant
03
US

Legal Representation

Attorney
Anna Kurian Shaw

USPTO Deadlines

Next Deadline
973 days remaining
Section 71 Renewal Due (Principal Register 66a) (Based on registration date 20180911)
Due Date
September 11, 2028
Grace Period Ends
March 11, 2029

Application History

39 events
Date Code Type Description Documents
Oct 2, 2024 NA75 E NOTICE OF ACCEPTANCE OF SEC. 71 & 15 - E-MAILED Loading...
Oct 2, 2024 C75A O REGISTERED - SEC. 71 ACCEPTED & SEC. 15 ACK. Loading...
Sep 23, 2024 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Jan 9, 2024 ES75 I TEAS SECTION 71 & 15 RECEIVED Loading...
Sep 11, 2023 REM3 E COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED Loading...
Jan 5, 2019 FINO P FINAL DECISION TRANSACTION PROCESSED BY IB Loading...
Dec 15, 2018 FICS P FINAL DISPOSITION NOTICE SENT TO IB Loading...
Dec 15, 2018 FIMP P FINAL DISPOSITION PROCESSED Loading...
Dec 11, 2018 FICR P FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB Loading...
Sep 11, 2018 R.PR A REGISTERED-PRINCIPAL REGISTER Loading...
Jun 26, 2018 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED Loading...
Jun 26, 2018 PUBO A PUBLISHED FOR OPPOSITION Loading...
Jun 6, 2018 NONP E NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED Loading...
May 16, 2018 CNSA O APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
May 14, 2018 XAEC I EXAMINER'S AMENDMENT ENTERED Loading...
May 14, 2018 GNEN O NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED Loading...
May 14, 2018 GNEA O EXAMINERS AMENDMENT E-MAILED Loading...
May 14, 2018 CNEA R EXAMINERS AMENDMENT -WRITTEN Loading...
May 8, 2018 XAEC I EXAMINER'S AMENDMENT ENTERED Loading...
May 8, 2018 GNEN O NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED Loading...
May 8, 2018 GNEA O EXAMINERS AMENDMENT E-MAILED Loading...
May 8, 2018 CNEA R EXAMINERS AMENDMENT -WRITTEN Loading...
Apr 23, 2018 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED Loading...
Apr 23, 2018 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Apr 23, 2018 TROA I TEAS RESPONSE TO OFFICE ACTION RECEIVED Loading...
Apr 17, 2018 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Apr 17, 2018 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Mar 19, 2018 ATRV O ATTORNEY REVIEW COMPLETED Loading...
Mar 16, 2018 LIME X LIMITATION FROM THE IB - REQUEST EXAM REVIEW Loading...
Nov 24, 2017 LIMG M LIMITATION OF GOODS RECEIVED FROM IB Loading...
Nov 17, 2017 RFNP P REFUSAL PROCESSED BY IB Loading...
Oct 23, 2017 RFCS P NON-FINAL ACTION MAILED - REFUSAL SENT TO IB Loading...
Oct 23, 2017 RFRR P REFUSAL PROCESSED BY MPU Loading...
Oct 18, 2017 RFCR E NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW Loading...
Oct 17, 2017 CNRT R NON-FINAL ACTION WRITTEN Loading...
Oct 17, 2017 MAFR O APPLICATION FILING RECEIPT MAILED Loading...
Oct 12, 2017 DOCK D ASSIGNED TO EXAMINER Loading...
Oct 12, 2017 NWOS I NEW APPLICATION OFFICE SUPPLIED DATA ENTERED Loading...
Oct 5, 2017 REPR M SN ASSIGNED FOR SECT 66A APPL FROM IB Loading...

Detailed Classifications

Class 035
Distribution of advertising, marketing and promotional materials of others and promotional services relating to the sale of real estate, financial and investment products and services of others
Class 036
Financial affairs and monetary affairs, namely, financial information, management and analysis services; real estate appraisal; leasing real estate; real estate site selection; real estate valuation; real estate acquisition; real estate brokerage; real estate management; real estate investment; real estate advisory and consultation services; real estate management, namely, management of agricultural property; investment advisory services; funds investment services; investment advisory services in connection with real estate, exchange traded funds, UCITS funds, education savings plans, mutual funds, fixed income products and services, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, separate accounts, retirement accounts, commodity pools, exchange-traded products and unit trusts in fixed income, equities, commodities and alternative asset classes; financial services, namely, financial advisory services, fund investment services, portfolio management services, asset management services, asset consultation services, asset advisory services, and asset valuation services in connection with real estate, exchange traded funds, UCITS funds, education savings plans, mutual funds, fixed income products and services, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, separate accounts, retirement accounts, commodity pools, exchange- traded products and unit trusts in fixed income, equities, commodities and alternative asset classes; lending, namely, commercial, consumer and real estate lending services; financing and loan services, namely, provision of syndicated loans; brokerage in connection with real estate, exchange traded funds, UCITS funds, education savings plans, mutual funds, fixed income products and services, collective investment trusts, private funds, collateralized debt obligations, and annuities, closed-end funds, separate accounts, commodity pools, exchange-traded products and unit trusts in fixed income, equities, commodities and alternative asset classes; financial research services in the fields of investment and real estate; corporate finance services, namely, consultation, information and advisory services in the field of tax and regulatory structuring; real estate escrow services; debt settlement services; investment of funds for institutional and individual investors; investment of funds for institutional and individual investors, namely, providing investment solutions and strategies in relation to exchange traded funds, UCITS funds, education savings plans, mutual funds, fixed income products and services, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, separate accounts, retirement accounts, commodity pools, exchange-traded products and unit trusts in fixed income, equities, commodities, real estate and alternative asset classes; financial investment brokerage, namely, underwriting services in the field of stocks, bonds, securities, exchange traded funds, UCITS funds, mutual funds, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, commodity pools, exchange-traded products and unit trusts; investment advisory services, namely, in relation to direct investment, equity and debt investments, fund of funds and multi-manager investments, investments through pooled funds, retirement accounts, club deals and segregated accounts; insurance brokerage, underwriting, consultancy and information services; life insurance brokerage, underwriting, consultancy and information services; investment advisory and investment portfolio management services; investment management, namely, structuring and acting as the collateral manager and investment advisor of collateralized debt obligations and collateralized loan obligations
Class 041
Educational services, namely, conducting training, conferences, seminars and workshops in the fields of financial planning, mutual funds, retirement planning, financial investments and client development

Classification

International Classes
035 036 041