BROKERCHECK

Serial Number 78851554
Registration 3227407
800

Registration Progress

Application Filed
Mar 31, 2006
Under Examination
Approved for Publication
Jan 3, 2007
Published for Opposition
Jan 23, 2007
Registered
Apr 10, 2007

Trademark Image

BROKERCHECK

Basic Information

Serial Number
78851554
Registration Number
3227407
Filing Date
March 31, 2006
Registration Date
April 10, 2007
Published for Opposition
January 23, 2007
Renewal Date
April 10, 2017
Drawing Code
4000

Status Summary

Current Status
Active
Status Code
800
Status Date
May 24, 2017
Registration
Registered
Classes
035

Rights Holder

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

99
Address
1735 K STREET, N.W.
WASHINGTON, DC 20006

Ownership History

National Association of Securities Dealers, Inc.

Original Applicant
03
Washington, DC

National Association of Securities Dealers, Inc.

Owner at Publication
03
Washington, DC

National Association of Securities Dealers, Inc.

Original Registrant
03
Washington, DC

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

New Owner After Registration #1
99
WASHINGTON, DC

Legal Representation

Attorney
Aaron D. Hendelman

USPTO Deadlines

Next Deadline
471 days remaining
Section 8 & 9 Renewal Due (Principal Register) (Based on registration date 20070410)
Due Date
April 10, 2027
Grace Period Ends
October 10, 2027

Application History

33 events
Date Code Type Description Documents
May 24, 2017 NA89 E NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED Loading...
May 24, 2017 RNL1 Q REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) Loading...
May 24, 2017 89AG O REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED Loading...
May 24, 2017 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Mar 29, 2017 E89R I TEAS SECTION 8 & 9 RECEIVED Loading...
Jan 17, 2017 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Jan 17, 2017 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Apr 10, 2016 REM2 E COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED Loading...
Jan 29, 2014 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Jan 29, 2014 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Nov 24, 2012 NA85 E NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED Loading...
Nov 24, 2012 C15A O REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. Loading...
Nov 24, 2012 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Oct 30, 2012 E815 I TEAS SECTION 8 & 15 RECEIVED Loading...
Aug 29, 2007 ASGN I AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP Loading...
Apr 10, 2007 R.PR A REGISTERED-PRINCIPAL REGISTER Loading...
Jan 23, 2007 PUBO A PUBLISHED FOR OPPOSITION Loading...
Jan 3, 2007 NPUB O NOTICE OF PUBLICATION Loading...
Dec 6, 2006 PREV O LAW OFFICE PUBLICATION REVIEW COMPLETED Loading...
Dec 6, 2006 ALIE A ASSIGNED TO LIE Loading...
Nov 17, 2006 CNSA O APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Nov 16, 2006 XAEC I EXAMINER'S AMENDMENT ENTERED Loading...
Nov 16, 2006 XAEC I EXAMINER'S AMENDMENT ENTERED Loading...
Nov 16, 2006 GNEA O EXAMINERS AMENDMENT E-MAILED Loading...
Nov 16, 2006 CNEA R EXAMINERS AMENDMENT -WRITTEN Loading...
Oct 27, 2006 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED Loading...
Oct 26, 2006 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Oct 26, 2006 TROA I TEAS RESPONSE TO OFFICE ACTION RECEIVED Loading...
Sep 27, 2006 GNRT F NON-FINAL ACTION E-MAILED Loading...
Sep 27, 2006 CNRT R NON-FINAL ACTION WRITTEN Loading...
Sep 13, 2006 DOCK D ASSIGNED TO EXAMINER Loading...
Apr 11, 2006 MPMK O NOTICE OF PSEUDO MARK MAILED Loading...
Apr 6, 2006 NWAP I NEW APPLICATION ENTERED IN TRAM Loading...

Detailed Classifications

Class 035
Providing an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees; providing information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries
First Use Anywhere: Dec 3, 2003
First Use in Commerce: Dec 3, 2003

Additional Information

Pseudo Mark
BROKER CHECK

Classification

International Classes
035