CETERA FINANCIAL GROUP

Serial Number 77942067
Registration 3953295
800

Registration Progress

Application Filed
Feb 23, 2010
Under Examination
Approved for Publication
Nov 9, 2010
Published for Opposition
Nov 9, 2010
Registered
May 3, 2011

Trademark Image

CETERA FINANCIAL GROUP

Basic Information

Serial Number
77942067
Registration Number
3953295
Filing Date
February 23, 2010
Registration Date
May 3, 2011
Published for Opposition
November 9, 2010
Renewal Date
May 3, 2021
Drawing Code
4000

Status Summary

Current Status
Active
Status Code
800
Status Date
Jun 14, 2021
Registration
Registered
Classes
035 036

Rights Holder

Cetera Financial Holdings, Inc.

03
Address
2301 Rosecrans Ave, Suite 5100
El Segundo, CA 90245

Ownership History

Cetera Financial Holdings, Inc.

Original Applicant
03
El Segundo, CA

Cetera Financial Holdings, Inc.

Owner at Publication
03
El Segundo, CA

Cetera Financial Holdings, Inc.

Original Registrant
03
El Segundo, CA

Legal Representation

Attorney
Dyan Finguerra-DuCharme

USPTO Deadlines

Next Deadline
1965 days remaining
Section 8 & 9 Renewal Due (Principal Register) (Based on registration date 20110503)
Due Date
May 03, 2031
Grace Period Ends
November 03, 2031

Application History

48 events
Date Code Type Description Documents
Nov 9, 2021 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Nov 9, 2021 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Nov 9, 2021 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Nov 9, 2021 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Nov 9, 2021 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
Jun 14, 2021 NA89 E NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED Loading...
Jun 14, 2021 RNL1 Q REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) Loading...
Jun 14, 2021 89AG O REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED Loading...
Jun 11, 2021 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Mar 8, 2021 E89R I TEAS SECTION 8 & 9 RECEIVED Loading...
May 3, 2020 REM2 E COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED Loading...
Oct 3, 2018 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Loading...
Jan 21, 2017 NA85 E NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED Loading...
Jan 21, 2017 C15A O REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. Loading...
Jan 21, 2017 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Nov 11, 2016 E815 I TEAS SECTION 8 & 15 RECEIVED Loading...
Jun 8, 2016 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Loading...
Feb 3, 2016 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Loading...
May 7, 2014 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Loading...
Aug 14, 2013 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Loading...
May 3, 2011 R.PR A REGISTERED-PRINCIPAL REGISTER Loading...
Mar 25, 2011 ETOP T EXTENSION OF TIME TO OPPOSE PROCESS - TERMINATED Loading...
Dec 7, 2010 ETOF T EXTENSION OF TIME TO OPPOSE RECEIVED Loading...
Nov 9, 2010 NPUB E OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED Loading...
Nov 9, 2010 PUBO A PUBLISHED FOR OPPOSITION Loading...
Oct 7, 2010 PREV O LAW OFFICE PUBLICATION REVIEW COMPLETED Loading...
Oct 5, 2010 CNSA O APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Oct 4, 2010 XAEC I EXAMINER'S AMENDMENT ENTERED Loading...
Oct 4, 2010 GNEN O NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED Loading...
Oct 4, 2010 GNEA O EXAMINERS AMENDMENT E-MAILED Loading...
Oct 4, 2010 CNEA R EXAMINERS AMENDMENT -WRITTEN Loading...
Sep 20, 2010 GNRN O NOTIFICATION OF NON-FINAL ACTION E-MAILED Loading...
Sep 20, 2010 GNRT O NON-FINAL ACTION E-MAILED Loading...
Sep 20, 2010 CNRT R NON-FINAL ACTION WRITTEN Loading...
Sep 9, 2010 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Sep 9, 2010 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Sep 3, 2010 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED Loading...
Sep 3, 2010 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Sep 3, 2010 ALIE A ASSIGNED TO LIE Loading...
Aug 17, 2010 TROA I TEAS RESPONSE TO OFFICE ACTION RECEIVED Loading...
Aug 17, 2010 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Aug 17, 2010 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
May 28, 2010 GPRN O NOTIFICATION OF PRIORITY ACTION E-MAILED Loading...
May 28, 2010 GPRA F PRIORITY ACTION E-MAILED Loading...
May 28, 2010 CPRA R PRIORITY ACTION WRITTEN Loading...
May 27, 2010 DOCK D ASSIGNED TO EXAMINER Loading...
Feb 26, 2010 NWOS I NEW APPLICATION OFFICE SUPPLIED DATA ENTERED Loading...
Feb 26, 2010 NWAP I NEW APPLICATION ENTERED Loading...

Detailed Classifications

Class 035
Business management services, in connection with financial services and investment services, including but not limited to, business management services in connection with the following services: clearing and trading for investment transactions, estate planning, research and due diligence on investment strategies, and companies, offerors and intermediaries and their products, broker-dealer liaison services with regulatory agencies, fee-based financial planning programs and support, marketing support, technology support; providing office support staff services for fee-based financial planning programs; business administration and management, namely, administration of insurance licensing for states and security registration broker-dealer firms and advisors
First Use Anywhere: Feb 1, 2010
First Use in Commerce: Feb 1, 2010
Class 036
Financial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; insurance services, namely, insurance brokerages and insurance agency services
First Use Anywhere: Feb 1, 2010
First Use in Commerce: Feb 1, 2010

Classification

International Classes
035 036

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
General Disclaimer
"FINANCIAL GROUP"