DRIVING FINANCIAL GROWTH SINCE 1876

Serial Number 77629659
Registration 3647154
800

Registration Progress

Application Filed
Dec 9, 2008
Under Examination
Approved for Publication
Mar 25, 2009
Published for Opposition
Apr 14, 2009
Registered
Jun 30, 2009

Trademark Image

DRIVING FINANCIAL GROWTH SINCE 1876

Basic Information

Serial Number
77629659
Registration Number
3647154
Filing Date
December 9, 2008
Registration Date
June 30, 2009
Published for Opposition
April 14, 2009
Renewal Date
June 30, 2019
Drawing Code
4

Status Summary

Current Status
Active
Status Code
800
Status Date
Oct 5, 2018
Registration
Registered
Classes
036

Rights Holder

OSAIC HOLDINGS, INC.

03
Address
18700 N. Hayden Road, Ste 255
Scottsdale, AZ 85255

Ownership History

Ladenburg Thalmann Financial Services Inc.

Original Applicant
03
Miami, FL

Ladenburg Thalmann Financial Services Inc.

Owner at Publication
03
Miami, FL

Ladenburg Thalmann Financial Services Inc.

Original Registrant
03
Miami, FL

ADVISOR GROUP HOLDINGS, INC.

New Owner After Registration #1
03
PHOENIX, AZ

OSAIC HOLDINGS, INC.

New Owner After Registration #2
03
Scottsdale, AZ

Legal Representation

Attorney
Glenn A. Gundersen

USPTO Deadlines

Next Deadline
1429 days remaining
Section 8 & 9 (20-Year) Renewal Due (Based on registration date 2009-06-30)
Due Date
June 30, 2029
Grace Period Ends
December 30, 2029

Application History

39 events
Date Code Type Description Documents
May 7, 2025 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
May 7, 2025 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
May 7, 2025 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
May 7, 2025 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
May 7, 2025 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Nov 17, 2023 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Nov 17, 2023 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
Nov 17, 2023 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Nov 17, 2023 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Nov 17, 2023 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Oct 4, 2023 ASGN I AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP Loading...
Dec 21, 2022 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Loading...
Oct 24, 2022 WOAR I TEAS WITHDRAWAL OF ATTORNEY RECEIVED Loading...
Oct 24, 2022 WOAG I WITHDRAWAL OF ATTORNEY GRANTED Loading...
Oct 28, 2020 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Loading...
Oct 28, 2020 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Loading...
Oct 14, 2020 ASGN I AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP Loading...
Oct 5, 2018 NA89 E NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED Loading...
Oct 5, 2018 RNL1 Q REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) Loading...
Oct 5, 2018 EROP I TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED Loading...
Oct 5, 2018 89AG O REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED Loading...
Jul 25, 2018 PR89 O POST REGISTRATION ACTION MAILED - SEC. 8 & 9 Loading...
Jul 25, 2018 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Jul 11, 2018 E89R I TEAS SECTION 8 & 9 RECEIVED Loading...
Jun 30, 2018 REM2 E COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED Loading...
Apr 5, 2017 CORV 1 REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED Loading...
Jan 31, 2017 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Nov 15, 2014 NA85 E NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED Loading...
Nov 15, 2014 C15A O REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. Loading...
Nov 15, 2014 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Oct 31, 2014 E815 I TEAS SECTION 8 & 15 RECEIVED Loading...
Jun 30, 2009 R.PR A REGISTERED-PRINCIPAL REGISTER Loading...
Apr 14, 2009 PUBO A PUBLISHED FOR OPPOSITION Loading...
Mar 25, 2009 NPUB O NOTICE OF PUBLICATION Loading...
Mar 9, 2009 PREV O LAW OFFICE PUBLICATION REVIEW COMPLETED Loading...
Mar 9, 2009 ALIE A ASSIGNED TO LIE Loading...
Mar 6, 2009 CNSA O APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Mar 6, 2009 DOCK D ASSIGNED TO EXAMINER Loading...
Dec 12, 2008 NWAP I NEW APPLICATION ENTERED Loading...

Detailed Classifications

Class 036
Investment banking; investment brokerage; investment consultation; financial planning; financial research; stock brokerage; security brokerage; financial management; investment management; investment research and reporting
First Use Anywhere: Nov 3, 2008
First Use in Commerce: Nov 3, 2008

Classification

International Classes
036