Legal Representation
Attorney
Tracy A. Bacigalupo
USPTO Deadlines
Application History
30 events| Date | Code | Type | Description | Documents |
|---|---|---|---|---|
| Aug 30, 2011 | TCCA | I | TEAS CHANGE OF CORRESPONDENCE RECEIVED | Loading... |
| Oct 4, 2010 | ABN6 | S | ABANDONMENT - NO USE STATEMENT FILED | Loading... |
| Oct 4, 2010 | MAB6 | O | ABANDONMENT NOTICE MAILED - NO USE STATEMENT FILED | Loading... |
| Feb 25, 2010 | EEXT | I | SOU TEAS EXTENSION RECEIVED | Loading... |
| Feb 25, 2010 | EXT1 | S | SOU EXTENSION 1 FILED | Loading... |
| Feb 25, 2010 | EX1G | S | SOU EXTENSION 1 GRANTED | Loading... |
| Sep 21, 2009 | TCCA | I | TEAS CHANGE OF CORRESPONDENCE RECEIVED | Loading... |
| Sep 21, 2009 | COAR | I | TEAS CHANGE OF OWNER ADDRESS RECEIVED | Loading... |
| Sep 21, 2009 | CHAN | I | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | Loading... |
| Sep 1, 2009 | NOAM | O | NOA MAILED - SOU REQUIRED FROM APPLICANT | Loading... |
| Jun 9, 2009 | PUBO | A | PUBLISHED FOR OPPOSITION | Loading... |
| May 20, 2009 | NPUB | O | NOTICE OF PUBLICATION | Loading... |
| May 5, 2009 | PREV | O | LAW OFFICE PUBLICATION REVIEW COMPLETED | Loading... |
| May 4, 2009 | ERFR | I | TEAS REQUEST FOR RECONSIDERATION RECEIVED | Loading... |
| May 4, 2009 | CRFA | I | CORRESPONDENCE RECEIVED IN LAW OFFICE | Loading... |
| May 4, 2009 | TEME | I | TEAS/EMAIL CORRESPONDENCE ENTERED | Loading... |
| May 4, 2009 | CNSA | P | APPROVED FOR PUB - PRINCIPAL REGISTER | Loading... |
| May 4, 2009 | ALIE | A | ASSIGNED TO LIE | Loading... |
| Nov 3, 2008 | CNFR | R | FINAL REFUSAL WRITTEN | Loading... |
| Nov 3, 2008 | GNFR | O | FINAL REFUSAL E-MAILED | Loading... |
| Nov 3, 2008 | GNFN | O | NOTIFICATION OF FINAL REFUSAL EMAILED | Loading... |
| Oct 13, 2008 | TROA | I | TEAS RESPONSE TO OFFICE ACTION RECEIVED | Loading... |
| Oct 13, 2008 | CRFA | I | CORRESPONDENCE RECEIVED IN LAW OFFICE | Loading... |
| Oct 13, 2008 | TEME | I | TEAS/EMAIL CORRESPONDENCE ENTERED | Loading... |
| Sep 3, 2008 | CNRT | R | NON-FINAL ACTION WRITTEN | Loading... |
| Sep 3, 2008 | GNRT | F | NON-FINAL ACTION E-MAILED | Loading... |
| Sep 3, 2008 | GNRN | O | NOTIFICATION OF NON-FINAL ACTION E-MAILED | Loading... |
| Sep 2, 2008 | DOCK | D | ASSIGNED TO EXAMINER | Loading... |
| Jul 30, 2008 | ASGN | I | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | Loading... |
| May 20, 2008 | NWAP | I | NEW APPLICATION ENTERED | Loading... |
Detailed Classifications
Class 036
Financial services of brokers selling mutual funds to employer-sponsored 401k plans and other defined contribution plans subject to ERISA Employee Retirement Income Security Act of 1974, namely, providing investment-related support and information to the plan sponsor and the plan's fiduciaries with respect to their duty to select, monitor and replace funds in the plan's investment menu, providing financial counseling, financial retirement planning services and asset allocation assistance to plan participants, and partnering with the plan sponsor to promote, facilitate and encourage retirement savings to plan participants
First Use Anywhere:
0
First Use in Commerce:
0
Class 041
Educational services provided to 401k plan sponsors and plan fiduciaries, namely, training with respect to their investment-related and disclosure-related duties under ERISA, and providing educational services, namely, seminars in the field of investments and retirement planning
First Use Anywhere:
0
First Use in Commerce:
0
Classification
International Classes
036
041
Disclaimers
The following terms have been disclaimed and are not claimed as part of the trademark:
General Disclaimer
"POLICY STATEMENT"