LPL FINANCIAL

Serial Number 77313189
Registration 3662425
800

Registration Progress

Application Filed
Oct 25, 2007
Under Examination
Approved for Publication
Apr 29, 2009
Published for Opposition
May 19, 2009
Registered
Aug 4, 2009

Trademark Image

LPL FINANCIAL

Basic Information

Serial Number
77313189
Registration Number
3662425
Filing Date
October 25, 2007
Registration Date
August 4, 2009
Published for Opposition
May 19, 2009
Renewal Date
August 4, 2019
Drawing Code
3

Status Summary

Current Status
Active
Status Code
800
Status Date
Jul 27, 2019
Registration
Registered
Classes
036 042

Rights Holder

LPL Financial LLC

16
Address
4707 Executive Drive
San Diego, CA 92121

Ownership History

Linsco/Private Ledger Corp

Original Applicant
03
Boston, MA

LPL FINANCIAL CORPORATION

New Owner Before Publication #1
03
BOSTON, MA

LPL FINANCIAL CORPORATION

Owner at Publication
03
BOSTON, MA

LPL FINANCIAL CORPORATION

Original Registrant
03
Boston, MA

LPL Financial LLC

New Owner After Registration #1
16
San Diego, CA

Legal Representation

Attorney
Timothy J. Lyden

USPTO Deadlines

Next Deadline
1482 days remaining
Section 8 & 9 (20-Year) Renewal Due (Based on registration date 2009-08-04)
Due Date
August 04, 2029
Grace Period Ends
February 04, 2030

Application History

50 events
Date Code Type Description
Jun 14, 2023 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED
Jun 14, 2023 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Jun 14, 2023 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Jun 14, 2023 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Jun 14, 2023 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED
Jun 23, 2021 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Jun 23, 2021 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED
Jun 23, 2021 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Jun 23, 2021 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Jun 23, 2021 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED
Jul 27, 2019 NA89 E NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Jul 27, 2019 RNL1 Q REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Jul 27, 2019 89AG O REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Jul 27, 2019 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Jun 24, 2019 E89R I TEAS SECTION 8 & 9 RECEIVED
Aug 4, 2018 REM2 E COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Sep 1, 2016 A7OK O AMENDMENT UNDER SECTION 7 - PROCESSED
Aug 17, 2016 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Jun 1, 2016 ES7R I TEAS SECTION 7 REQUEST RECEIVED
May 28, 2015 NA85 E NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
May 28, 2015 C15A O REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
May 28, 2015 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL
May 13, 2015 E815 I TEAS SECTION 8 & 15 RECEIVED
Aug 8, 2012 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Aug 8, 2012 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED
May 25, 2011 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Aug 4, 2009 R.PR A REGISTERED-PRINCIPAL REGISTER
May 19, 2009 PUBO A PUBLISHED FOR OPPOSITION
Apr 29, 2009 NPUB O NOTICE OF PUBLICATION
Apr 29, 2009 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED
Apr 10, 2009 PREV O LAW OFFICE PUBLICATION REVIEW COMPLETED
Apr 10, 2009 ALIE A ASSIGNED TO LIE
Apr 10, 2009 CNSA O APPROVED FOR PUB - PRINCIPAL REGISTER
Apr 9, 2009 DOCK D ASSIGNED TO EXAMINER
Mar 31, 2009 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED
Mar 31, 2009 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE
Mar 30, 2009 TROA I TEAS RESPONSE TO OFFICE ACTION RECEIVED
Oct 6, 2008 IUAA P USE AMENDMENT ACCEPTED
Sep 30, 2008 AUPC I AMENDMENT TO USE PROCESSING COMPLETE
Sep 30, 2008 GNRN O NOTIFICATION OF NON-FINAL ACTION E-MAILED
Sep 30, 2008 GNRT O NON-FINAL ACTION E-MAILED
Sep 30, 2008 CNRT R NON-FINAL ACTION WRITTEN
Aug 18, 2008 ACEC I AMENDMENT FROM APPLICANT ENTERED
Aug 18, 2008 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE
Aug 18, 2008 ALIE A ASSIGNED TO LIE
Aug 8, 2008 IUAF S USE AMENDMENT FILED
Aug 8, 2008 MAIL I PAPER RECEIVED
Aug 6, 2008 ASGN I AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Feb 11, 2008 GNRN O NOTIFICATION OF NON-FINAL ACTION E-MAILED
Feb 11, 2008 GNRT F NON-FINAL ACTION E-MAILED

Detailed Classifications

Class 036
First Use Anywhere: Jan 1, 2008
First Use in Commerce: Jan 1, 2008
Class 042
First Use Anywhere: Jan 1, 2008
First Use in Commerce: Jan 1, 2008

Additional Information

Design Mark
The mark consists of a small shaded square to the left and inside a shaded inverted "L" to the left and inside a larger shaded inverted "L", in total, giving the appearance of a partially shaded square with the lettering and word "LPL FINANCIAL" to the right.
Color Claim
Color is not claimed as a feature of the mark.
Other
The drawing is amended to appear as follows: PUBLISH NEW CUT.
Pseudo Mark
LINSCO/PRIVATE LEDGER FINANCIAL

Classification

International Classes
036 042

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
Specific Disclaimer
"FINANCIAL"

USPTO Documents

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