LPL FINANCIAL

Serial Number 77313189
Registration 3662425
800

Registration Progress

Application Filed
Oct 25, 2007
Under Examination
Approved for Publication
Apr 29, 2009
Published for Opposition
May 19, 2009
Registered
Aug 4, 2009

Trademark Image

LPL FINANCIAL

Basic Information

Serial Number
77313189
Registration Number
3662425
Filing Date
October 25, 2007
Registration Date
August 4, 2009
Published for Opposition
May 19, 2009
Renewal Date
August 4, 2019
Drawing Code
3

Status Summary

Current Status
Active
Status Code
800
Status Date
Jul 27, 2019
Registration
Registered
Classes
036 042

Rights Holder

LPL Financial LLC

16
Address
4707 Executive Drive
San Diego, CA 92121

Ownership History

Linsco/Private Ledger Corp

Original Applicant
03
Boston, MA

LPL FINANCIAL CORPORATION

New Owner Before Publication #1
03
BOSTON, MA

LPL FINANCIAL CORPORATION

Owner at Publication
03
BOSTON, MA

LPL FINANCIAL CORPORATION

Original Registrant
03
Boston, MA

LPL Financial LLC

New Owner After Registration #1
16
San Diego, CA

Legal Representation

Attorney
Timothy J. Lyden

USPTO Deadlines

Next Deadline
1322 days remaining
Section 8 & 9 Renewal Due (Principal Register) (Based on registration date 20090804)
Due Date
August 04, 2029
Grace Period Ends
February 04, 2030

Application History

50 events
Date Code Type Description Documents
Jun 14, 2023 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Jun 14, 2023 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Jun 14, 2023 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Jun 14, 2023 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Jun 14, 2023 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
Jun 23, 2021 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Jun 23, 2021 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Jun 23, 2021 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Jun 23, 2021 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Jun 23, 2021 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
Jul 27, 2019 NA89 E NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED Loading...
Jul 27, 2019 RNL1 Q REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) Loading...
Jul 27, 2019 89AG O REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED Loading...
Jul 27, 2019 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Jun 24, 2019 E89R I TEAS SECTION 8 & 9 RECEIVED Loading...
Aug 4, 2018 REM2 E COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED Loading...
Sep 1, 2016 A7OK O AMENDMENT UNDER SECTION 7 - PROCESSED Loading...
Aug 17, 2016 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Jun 1, 2016 ES7R I TEAS SECTION 7 REQUEST RECEIVED Loading...
May 28, 2015 NA85 E NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED Loading...
May 28, 2015 C15A O REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. Loading...
May 28, 2015 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
May 13, 2015 E815 I TEAS SECTION 8 & 15 RECEIVED Loading...
Aug 8, 2012 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Aug 8, 2012 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
May 25, 2011 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Loading...
Aug 4, 2009 R.PR A REGISTERED-PRINCIPAL REGISTER Loading...
May 19, 2009 PUBO A PUBLISHED FOR OPPOSITION Loading...
Apr 29, 2009 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Apr 29, 2009 NPUB O NOTICE OF PUBLICATION Loading...
Apr 10, 2009 PREV O LAW OFFICE PUBLICATION REVIEW COMPLETED Loading...
Apr 10, 2009 ALIE A ASSIGNED TO LIE Loading...
Apr 10, 2009 CNSA O APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Apr 9, 2009 DOCK D ASSIGNED TO EXAMINER Loading...
Mar 31, 2009 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED Loading...
Mar 31, 2009 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Mar 30, 2009 TROA I TEAS RESPONSE TO OFFICE ACTION RECEIVED Loading...
Oct 6, 2008 IUAA P USE AMENDMENT ACCEPTED Loading...
Sep 30, 2008 AUPC I AMENDMENT TO USE PROCESSING COMPLETE Loading...
Aug 8, 2008 IUAF S USE AMENDMENT FILED Loading...
Sep 30, 2008 GNRN O NOTIFICATION OF NON-FINAL ACTION E-MAILED Loading...
Sep 30, 2008 GNRT O NON-FINAL ACTION E-MAILED Loading...
Sep 30, 2008 CNRT R NON-FINAL ACTION WRITTEN Loading...
Aug 18, 2008 ACEC I AMENDMENT FROM APPLICANT ENTERED Loading...
Aug 18, 2008 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Aug 18, 2008 ALIE A ASSIGNED TO LIE Loading...
Aug 8, 2008 MAIL I PAPER RECEIVED Loading...
Aug 6, 2008 ASGN I AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP Loading...
Feb 11, 2008 GNRN O NOTIFICATION OF NON-FINAL ACTION E-MAILED Loading...
Feb 11, 2008 GNRT F NON-FINAL ACTION E-MAILED Loading...

Detailed Classifications

Class 036
Financial advice and financial management services; investment of funds for others; financial planning; investment advisory services; financial asset management services; and research services, namely, conducting research related to financial information, financial investment information, the performance of investment vehicles, and financial market data
First Use Anywhere: Jan 1, 2008
First Use in Commerce: Jan 1, 2008
Class 042
Technology services, namely, providing online non-downloadable proprietary computer software for use in the field of financial investment advisory and brokerage services, namely, for managing, analyzing, tracking, organizing and/or structuring investments and information related to investments and to the performance of investment vehicles, and for use in providing access to online investment information
First Use Anywhere: Jan 1, 2008
First Use in Commerce: Jan 1, 2008

Additional Information

Design Mark
The mark consists of a small shaded square to the left and inside a shaded inverted "L" to the left and inside a larger shaded inverted "L", in total, giving the appearance of a partially shaded square with the lettering and word "LPL FINANCIAL" to the right.
Color Claim
Color is not claimed as a feature of the mark.
Other
The drawing is amended to appear as follows: PUBLISH NEW CUT.
Pseudo Mark
LINSCO/PRIVATE LEDGER FINANCIAL

Classification

International Classes
036 042

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
Specific Disclaimer
"FINANCIAL"