NASD

Serial Number 77257481
Registration 3555973
800

Registration Progress

Application Filed
Aug 16, 2007
Under Examination
Approved for Publication
Oct 1, 2008
Published for Opposition
Oct 21, 2008
Registered
Jan 6, 2009

Trademark Image

NASD

Basic Information

Serial Number
77257481
Registration Number
3555973
Filing Date
August 16, 2007
Registration Date
January 6, 2009
Published for Opposition
October 21, 2008
Renewal Date
January 6, 2019
Drawing Code
4

Status Summary

Current Status
Active
Status Code
800
Status Date
Jan 31, 2019
Registration
Registered
Classes
016 041

Rights Holder

Financial Industry Regulatory Authority, Inc.

99
Address
1700 K Street NW, 12th Floor
Washington, DC 20006

Ownership History

Financial Industry Regulatory Authority, Inc.

Original Applicant
99
Washington, DC

Financial Industry Regulatory Authority, Inc.

Owner at Publication
99
Washington, DC

Financial Industry Regulatory Authority, Inc.

Original Registrant
99
Washington, DC

Legal Representation

Attorney
Aaron D. Hendelman

USPTO Deadlines

Next Deadline
1110 days remaining
Section 8 & 9 Renewal Due (Principal Register) (Based on registration date 20090106)
Due Date
January 06, 2029
Grace Period Ends
July 06, 2029

Application History

42 events
Date Code Type Description Documents
Mar 14, 2024 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Mar 14, 2024 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Mar 14, 2024 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Mar 14, 2024 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Mar 14, 2024 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
Jan 31, 2019 NAS8 E NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED Loading...
Jan 31, 2019 RNL1 Q REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) Loading...
Jan 31, 2019 9G8P O REGISTERED - SEC. 9 GRANTED/CHECK RECORD FOR SEC. 8 Loading...
Jan 31, 2019 8PRT O REGISTERED - PARTIAL SEC. 8 (10-YR) ACCEPTED Loading...
Jan 31, 2019 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Jan 4, 2019 E89R I TEAS SECTION 8 & 9 RECEIVED Loading...
Jan 6, 2018 REM2 E COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED Loading...
Jan 17, 2017 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Jan 17, 2017 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Feb 6, 2015 NA85 E NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED Loading...
Feb 6, 2015 C15A O REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. Loading...
Feb 6, 2015 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Jan 21, 2015 E815 I TEAS SECTION 8 & 15 RECEIVED Loading...
Jan 29, 2014 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Jan 29, 2014 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Jan 6, 2009 R.PR A REGISTERED-PRINCIPAL REGISTER Loading...
Oct 21, 2008 PUBO A PUBLISHED FOR OPPOSITION Loading...
Oct 1, 2008 NPUB O NOTICE OF PUBLICATION Loading...
Sep 16, 2008 PREV O LAW OFFICE PUBLICATION REVIEW COMPLETED Loading...
Sep 16, 2008 ALIE A ASSIGNED TO LIE Loading...
Sep 9, 2008 CNSA O APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Sep 8, 2008 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED Loading...
Sep 7, 2008 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Sep 7, 2008 ERFR I TEAS REQUEST FOR RECONSIDERATION RECEIVED Loading...
Jun 1, 2008 GNFN O NOTIFICATION OF FINAL REFUSAL EMAILED Loading...
Jun 1, 2008 GNFR O FINAL REFUSAL E-MAILED Loading...
Jun 1, 2008 CNFR R FINAL REFUSAL WRITTEN Loading...
May 8, 2008 TEME I TEAS/EMAIL CORRESPONDENCE ENTERED Loading...
May 7, 2008 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
May 7, 2008 TROA I TEAS RESPONSE TO OFFICE ACTION RECEIVED Loading...
Feb 6, 2008 DOCK D ASSIGNED TO EXAMINER Loading...
Nov 7, 2007 GNRN O NOTIFICATION OF NON-FINAL ACTION E-MAILED Loading...
Nov 7, 2007 GNRT F NON-FINAL ACTION E-MAILED Loading...
Nov 7, 2007 CNRT R NON-FINAL ACTION WRITTEN Loading...
Nov 5, 2007 DOCK D ASSIGNED TO EXAMINER Loading...
Aug 22, 2007 MPMK O NOTICE OF PSEUDO MARK MAILED Loading...
Aug 21, 2007 NWAP I NEW APPLICATION ENTERED Loading...

Detailed Classifications

Class 016
[ Printed matter, namely, manuals and pamphlets concerning regulations and requirements pertaining to the securities industry, and regarding a database containing employment and disciplinary information on professionals in the securities industry ]
First Use Anywhere: 19390000
First Use in Commerce: 19390000
Class 041
electronic publications, namely, an online nondownloadable manual featuring information concerning regulations and requirements pertaining to the securities industry
First Use Anywhere: 19960000
First Use in Commerce: 19960000

Classification

International Classes
016 041