FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY

Computer software containing accessible databases and computer software used to access online databases, both pertaining to licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; computer programs for training, testing, and certification of professional and employment skills and abilities; prerecorded audio and video tapes, CDs and DVDs and downloadable podcasts with information related to securities, equities and financial investments

arranging of subscriptions for the publications of others; fiduciary bond, and mail-order catalog services; audio and video tapes and compact discs; scarves, watches and calendars; association services, namely, promoting the interests of securities and investment industry professionals; development for others of securities trade rules to increase transparency, disclosures and reduce conflicts of interest; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; assisting securities and investment firms to assess disaster recovery plans; testing and examination to determine professional competency of brokerage firms and their employees

Financial consulting services for others, namely, providing analysis of securities market regulations, management, and operations; providing advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities trading related to corporate bond transactions, securities regulation, financial investments, namely, securities, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades; providing grants and funding for research, projects, fellowships, seminars, symposiums, roundtables and classes, all in the field of investor education

Providing software development services for databases of information in the field of securities regulation, markets, compliance, financial investments, securities firms, broker/dealers, investment advisors and mortgage industry professionals, and rules to govern securities trading activities; providing advice regarding the use of technology to enforce securities market regulations and rules