SECURITIES AMERICA

Serial Number 76630618
Registration 3125460
800

Registration Progress

Application Filed
Feb 7, 2005
Under Examination
Approved for Publication
Apr 26, 2006
Published for Opposition
May 16, 2006
Registered
Aug 8, 2006

Trademark Image

SECURITIES AMERICA

Basic Information

Serial Number
76630618
Registration Number
3125460
Filing Date
February 7, 2005
Registration Date
August 8, 2006
Published for Opposition
May 16, 2006
Renewal Date
August 8, 2016
Drawing Code
3

Status Summary

Current Status
Active
Status Code
800
Status Date
Mar 12, 2016
Registration
Registered
Classes
036

Rights Holder

OSAIC HOLDINGS, INC.

03
Address
18700 N. Hayden Road, Ste 255
Scottsdale, AZ 85255

Ownership History

Securities America, Inc.

Original Applicant
03
Omaha, NE

Securities America, Inc.

Owner at Publication
03
Omaha, NE

Securities America, Inc.

Original Registrant
03
LA VISTA, NE

ADVISOR GROUP HOLDINGS, INC.

New Owner After Registration #1
03
PHOENIX, AZ

OSAIC HOLDINGS, INC.

New Owner After Registration #2
03
Scottsdale, AZ

Legal Representation

Attorney
Glenn A. Gundersen

USPTO Deadlines

Next Deadline
392 days remaining
Section 8 & 9 (20-Year) Renewal Due (Based on registration date 2006-08-08)
Due Date
August 08, 2026
Grace Period Ends
February 08, 2027

Application History

44 events
Date Code Type Description
May 7, 2025 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED
May 7, 2025 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
May 7, 2025 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
May 7, 2025 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
May 7, 2025 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED
Nov 17, 2023 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED
Nov 17, 2023 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Nov 17, 2023 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Nov 17, 2023 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Nov 17, 2023 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED
Oct 4, 2023 ASGN I AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Feb 27, 2023 EWAF I TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
Feb 27, 2023 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED
Feb 27, 2023 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Feb 27, 2023 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Feb 27, 2023 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Feb 27, 2023 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED
Dec 21, 2022 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Oct 14, 2020 ASGN I AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Mar 12, 2016 NA89 O NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - MAILED
Mar 12, 2016 RNL1 Q REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Mar 12, 2016 89AG O REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Mar 9, 2016 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Dec 30, 2015 MAIL I PAPER RECEIVED
Dec 30, 2015 89AF I REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
Jun 26, 2012 NA85 O NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - MAILED
Jun 26, 2012 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Jun 26, 2012 C15A O REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Jun 15, 2012 MAIL I PAPER RECEIVED
Jun 15, 2012 815F I REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
Jan 8, 2008 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED
Aug 8, 2006 R.PR A REGISTERED-PRINCIPAL REGISTER
May 16, 2006 PUBO A PUBLISHED FOR OPPOSITION
Apr 26, 2006 NPUB O NOTICE OF PUBLICATION
Mar 27, 2006 PREV O LAW OFFICE PUBLICATION REVIEW COMPLETED
Mar 24, 2006 ALIE A ASSIGNED TO LIE
Mar 18, 2006 CNSA O APPROVED FOR PUB - PRINCIPAL REGISTER
Mar 9, 2006 ACEC I AMENDMENT FROM APPLICANT ENTERED
Mar 3, 2006 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE
Mar 3, 2006 MAIL I PAPER RECEIVED
Sep 12, 2005 CNRT F NON-FINAL ACTION MAILED
Sep 10, 2005 CNRT R NON-FINAL ACTION WRITTEN
Sep 5, 2005 DOCK D ASSIGNED TO EXAMINER
Feb 23, 2005 NWAP I NEW APPLICATION ENTERED

Detailed Classifications

Class 036
Financial services, namely, brokerage services, financial analysis and consultation in the field of stocks, bonds, mutual funds and IRAs; insurance services, namely, insurance underwriting and brokerage services in the field of universal life, whole life, term life and fixed annuities
First Use Anywhere: 19990100
First Use in Commerce: 19990100

Additional Information

Color Claim
Color is not claimed as a feature of the mark.
Other
as to SECURITIES AMERICA

Classification

International Classes
036

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
Specific Disclaimer
"securities"