SWS FINANCIAL SERVICES

Serial Number 76291359
Registration 2701231
710

Registration Progress

Application Filed
Jul 27, 2001
Under Examination
May 7, 2002
Approved for Publication
Jan 23, 2002
Published for Opposition
Feb 12, 2002
Registered
Mar 25, 2003

Trademark Image

SWS FINANCIAL SERVICES

Basic Information

Serial Number
76291359
Registration Number
2701231
Filing Date
July 27, 2001
Registration Date
March 25, 2003
Published for Opposition
February 12, 2002
Renewal Date
March 25, 2013
Cancellation Date
October 6, 2023
Drawing Code
1000

Status Summary

Current Status
Inactive
Status Code
710
Status Date
Oct 6, 2023

Rights Holder

SWS PARTNERS, LLC

16
Address
985 N. HIGH STREET
STE. 220
COLUMBUS, OH 43201

Ownership History

Southwest Securities Group, Inc.

Original Applicant
03
Dallas, TX

Southwest Securities Group, Inc.

Owner at Publication
03
Dallas, TX

SWS Group, Inc.

New Owner After Publication #1
03
Dallas, TX

SWS Group, Inc.

Original Registrant
03
Dallas, TX

HILLTOP SECURITIES HOLDINGS LLC

New Owner After Registration #1
16
DALLAS, TX

SWS PARTNERS, LLC

New Owner After Registration #2
16
COLUMBUS, OH

Legal Representation

Attorney
Gregory J. Krabacher

USPTO Deadlines

Next Deadline
2796 days remaining
Section 8 & 9 (30-Year) Renewal Due (Based on registration date 2003-03-25)
Due Date
March 25, 2033
Grace Period Ends
September 25, 2033

Application History

41 events
Date Code Type Description Documents
Oct 6, 2023 CAEX O CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 Loading...
Jul 21, 2023 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Jul 21, 2023 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Jul 21, 2023 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Aug 26, 2022 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
Aug 26, 2022 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Aug 26, 2022 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Aug 26, 2022 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Aug 26, 2022 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Mar 25, 2022 REM2 E COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED Loading...
Feb 17, 2022 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Feb 17, 2022 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Feb 17, 2022 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Apr 24, 2019 ASGN I AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP Loading...
Apr 22, 2019 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Apr 22, 2019 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Nov 28, 2018 ASGN I AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP Loading...
Apr 22, 2015 CORV 6 REVIEW OF CORRESPONDENCE COMPLETE - INFORMATION MADE OF RECORD Loading...
Apr 21, 2015 EWAF I TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS Loading...
Apr 9, 2013 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Apr 9, 2013 89AG O REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED Loading...
Apr 9, 2013 RNL1 Q REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) Loading...
Apr 9, 2013 NA89 E NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED Loading...
Mar 25, 2013 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Mar 25, 2013 E89R I TEAS SECTION 8 & 9 RECEIVED Loading...
Sep 10, 2008 C15A O REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. Loading...
Sep 4, 2008 PLGL A ASSIGNED TO PARALEGAL Loading...
Aug 27, 2008 E815 I TEAS SECTION 8 & 15 RECEIVED Loading...
May 1, 2008 CFIT O CASE FILE IN TICRS Loading...
Mar 25, 2003 R.PR A REGISTERED-PRINCIPAL REGISTER Loading...
Jan 10, 2003 DOCK D ASSIGNED TO EXAMINER Loading...
Jan 10, 2003 CNPR P ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED Loading...
Jan 7, 2003 SUPC I STATEMENT OF USE PROCESSING COMPLETE Loading...
Nov 12, 2002 MAIL I PAPER RECEIVED Loading...
Nov 7, 2002 IUAF S USE AMENDMENT FILED Loading...
May 7, 2002 NOAM O NOA MAILED - SOU REQUIRED FROM APPLICANT Loading...
Feb 12, 2002 PUBO A PUBLISHED FOR OPPOSITION Loading...
Jan 23, 2002 NPUB O NOTICE OF PUBLICATION Loading...
Sep 20, 2001 CNSA P APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Sep 10, 2001 CNEA F EXAMINER'S AMENDMENT MAILED Loading...
Sep 7, 2001 DOCK D ASSIGNED TO EXAMINER Loading...

Additional Information

Pseudo Mark
SWS FINANCIAL SERVICES

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
General Disclaimer
"FINANCIAL SERVICES"