SMART INVESTMENT BANKING

Serial Number 76247036
Registration 2875983
710

Registration Progress

Application Filed
Apr 26, 2001
Under Examination
Approved for Publication
May 12, 2004
Published for Opposition
Jun 1, 2004
Registered
Aug 24, 2004

Trademark Image

SMART INVESTMENT BANKING

Basic Information

Serial Number
76247036
Registration Number
2875983
Filing Date
April 26, 2001
Registration Date
August 24, 2004
Published for Opposition
June 1, 2004
Renewal Date
August 24, 2014
Cancellation Date
March 7, 2025
Drawing Code
1

Status Summary

Current Status
Inactive
Status Code
710
Status Date
Mar 7, 2025

Rights Holder

OSAIC HOLDINGS, INC.

03
Address
20 E. THOMAS RD., SUITE 2000
Phoenix, AZ 85012

Ownership History

Capitalink, L.C.

Original Applicant
03
Coral Gables, FL

Capitalink, L.C.

Owner at Publication
03
Coral Gables, FL

Capitalink, L.C.

Original Registrant
03
Coral Gables, FL

LADENBURG THALMANN & CO. INC.

New Owner After Registration #1
03
New York, NY

ADVISOR GROUP HOLDINGS, INC.

New Owner After Registration #2
03
PHOENIX, AZ

OSAIC HOLDINGS, INC.

New Owner After Registration #3
03
Phoenix, AZ

Legal Representation

Attorney
Glenn A. Gundersen

USPTO Deadlines

Next Deadline
3311 days remaining
Section 8 & 9 (30-Year) Renewal Due (Based on registration date 2004-08-24)
Due Date
August 24, 2034
Grace Period Ends
February 24, 2035

Application History

43 events
Date Code Type Description Documents
Mar 7, 2025 CAEX O CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 Loading...
Nov 17, 2023 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Nov 17, 2023 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Nov 17, 2023 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Nov 17, 2023 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Nov 17, 2023 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
Oct 4, 2023 ASGN I AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP Loading...
Aug 24, 2023 REM2 E COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED Loading...
Feb 27, 2023 EWAF I TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS Loading...
Feb 27, 2023 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED Loading...
Feb 27, 2023 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED Loading...
Feb 27, 2023 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED Loading...
Feb 27, 2023 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
Feb 27, 2023 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
Dec 21, 2022 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY Loading...
Nov 4, 2020 ASGN I AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP Loading...
May 28, 2019 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED Loading...
May 28, 2019 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED Loading...
Apr 5, 2017 CORV 1 REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED Loading...
Jan 31, 2017 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Jul 11, 2014 NA89 E NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED Loading...
Jul 11, 2014 RNL1 Q REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) Loading...
Jul 11, 2014 89AG O REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED Loading...
Jul 10, 2014 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Jun 27, 2014 E89R I TEAS SECTION 8 & 9 RECEIVED Loading...
Dec 7, 2009 C15A O REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. Loading...
Dec 7, 2009 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL Loading...
Nov 24, 2009 E815 I TEAS SECTION 8 & 15 RECEIVED Loading...
Jan 30, 2008 ASGN I AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP Loading...
Sep 14, 2006 CORV P REVIEW OF CORRESPONDENCE COMPLETE Loading...
Sep 29, 2004 MAIL I PAPER RECEIVED Loading...
Aug 24, 2004 R.PR A REGISTERED-PRINCIPAL REGISTER Loading...
Jun 1, 2004 PUBO A PUBLISHED FOR OPPOSITION Loading...
May 12, 2004 NPUB O NOTICE OF PUBLICATION Loading...
Mar 30, 2004 CNSA O APPROVED FOR PUB - PRINCIPAL REGISTER Loading...
Mar 11, 2004 CNSL S LETTER OF SUSPENSION MAILED Loading...
Nov 24, 2003 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Nov 24, 2003 MAIL I PAPER RECEIVED Loading...
Jun 23, 2003 CFIT O CASE FILE IN TICRS Loading...
Apr 9, 2002 CNSL S LETTER OF SUSPENSION MAILED Loading...
Jan 28, 2002 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE Loading...
Jul 30, 2001 CNRT F NON-FINAL ACTION MAILED Loading...
Jul 26, 2001 DOCK D ASSIGNED TO EXAMINER Loading...

Disclaimers

The following terms have been disclaimed and are not claimed as part of the trademark:
Specific Disclaimer
"INVESTMENT BANKING"