SERVING THE SMART MONEY SINCE 1876

Serial Number 75061311
Registration 2043314
800

Registration Progress

Application Filed
Feb 22, 1996
Under Examination
Approved for Publication
Nov 15, 1996
Published for Opposition
Dec 17, 1996
Registered
Mar 11, 1997

Trademark Image

SERVING THE SMART MONEY SINCE 1876

Basic Information

Serial Number
75061311
Registration Number
2043314
Filing Date
February 22, 1996
Registration Date
March 11, 1997
Published for Opposition
December 17, 1996
Renewal Date
March 11, 2017
Drawing Code
1

Status Summary

Current Status
Active
Status Code
800
Status Date
Jan 16, 2017
Registration
Registered
Classes
036

Rights Holder

OSAIC HOLDINGS, INC.

03
Address
18700 N. Hayden Road, Ste 255
Scottsdale, AZ 85255

Ownership History

Ladenburg, Thalmann & Co., Inc.

Original Applicant
03
New York, NY

Ladenburg, Thalmann & Co., Inc.

Owner at Publication
03
New York, NY

LADENBURG THALMANN & CO INC

Original Registrant
03
New York, NY

ADVISOR GROUP HOLDINGS, INC.

New Owner After Registration #1
03
PHOENIX, AZ

OSAIC HOLDINGS, INC.

New Owner After Registration #2
03
Scottsdale, AZ

Legal Representation

Attorney
Glenn A. Gundersen

USPTO Deadlines

Next Deadline
609 days remaining
Section 8 & 9 (30-Year) Renewal Due (Based on registration date 1997-03-11)
Due Date
March 11, 2027
Grace Period Ends
September 11, 2027

Application History

42 events
Date Code Type Description
May 7, 2025 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
May 7, 2025 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED
May 7, 2025 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED
May 7, 2025 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
May 7, 2025 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Nov 17, 2023 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED
Nov 17, 2023 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED
Nov 17, 2023 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Nov 17, 2023 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Nov 17, 2023 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Oct 4, 2023 ASGN I AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Feb 27, 2023 TCCA I TEAS CHANGE OF CORRESPONDENCE RECEIVED
Feb 27, 2023 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Feb 27, 2023 ARAA I ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Feb 27, 2023 EWAF I TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
Feb 27, 2023 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED
Feb 27, 2023 REAP I TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Dec 21, 2022 ASCK I ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Nov 4, 2020 ASGN I AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
May 28, 2019 CHAN I APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
May 28, 2019 COAR I TEAS CHANGE OF OWNER ADDRESS RECEIVED
Apr 5, 2017 CORV 1 REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED
Jan 31, 2017 CRFA I CORRESPONDENCE RECEIVED IN LAW OFFICE
Jan 16, 2017 NA89 E NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Jan 16, 2017 RNL2 Q REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
Jan 16, 2017 89AG O REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Jan 16, 2017 APRE A CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Nov 7, 2016 E89R I TEAS SECTION 8 & 9 RECEIVED
Jul 22, 2006 89AG O REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Jul 22, 2006 RNL1 Q REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Jul 21, 2006 PLGL A ASSIGNED TO PARALEGAL
May 12, 2006 89AF I REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
May 1, 2006 MAIL I PAPER RECEIVED
May 12, 2003 8.OK O REGISTERED - SEC. 8 (6-YR) ACCEPTED
Sep 12, 2002 8.AF I REGISTERED - SEC. 8 (6-YR) FILED
Sep 12, 2002 MAIL I PAPER RECEIVED
Jan 24, 2002 PETC T CANCELLATION INSTITUTED NO. 999999
Mar 11, 1997 R.PR A REGISTERED-PRINCIPAL REGISTER
Dec 17, 1996 PUBO A PUBLISHED FOR OPPOSITION
Nov 15, 1996 NPUB O NOTICE OF PUBLICATION
Sep 25, 1996 CNSA O APPROVED FOR PUB - PRINCIPAL REGISTER
Jul 30, 1996 DOCK D ASSIGNED TO EXAMINER

Detailed Classifications

Class 036
stock brokerage, security brokerage, investment banking, investment brokerage, investment consultation, financial planning, financial research, financial management, investment management
First Use Anywhere: Dec 12, 1995
First Use in Commerce: Dec 12, 1995

Classification

International Classes
036